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ROCGU
Roth CH Acquisition IV Co. Unit
ROCGU
ROCGU
Delisted
ROCGU was delisted on the 23rd of May, 2023.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
SMH
1
Sanders Morris Harris
Houston,
Texas
| $416K | +$420K | +40,000 | New |
|
| 2 |
NC
2
Nokomis Capital
Dallas,
Texas
| $124K | – | – | – |
|
| 3 |
CS
3
Clear Street
New York
| $4.83K | +$4.88K | +465 | New |
|
| 4 |
4
UBS Group
Zurich,
Switzerland
| – | -$4.88K | -465 | Closed |
|