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ROCGU

Roth CH Acquisition IV Co. Unit
ROCGU

Delisted

ROCGU was delisted on the 23rd of May, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SMH
1
Sanders Morris Harris
Texas
$14.4M +$14.4M +1,431,732 New
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$9.99M +$9.94M +990,000 New
SCM
3
Shaolin Capital Management
Florida
$5.68M +$5.67M +564,670 New
FTCM
4
Fir Tree Capital Management
New York
$4.04M +$4.02M +400,000 New
MF
5
Magnetar Financial
Illinois
$4.04M +$4.02M +400,000 New
KC
6
Kepos Capital
New York
$3.23M +$3.21M +320,000 New
PC
7
Periscope Capital
Ontario, Canada
$2.7M +$2.69M +267,617 New
Calamos Advisors
8
Calamos Advisors
Illinois
$2.52M +$2.51M +250,000 New
AA
9
AQR Arbitrage
Connecticut
$2.12M +$2.11M +210,000 New
MP
10
Mangrove Partners
Connecticut
$2.01M +$2.01M +200,000 New
1CM
11
1492 Capital Management
Wisconsin
$1.92M +$1.91M +190,601 New
RCM
12
Rivernorth Capital Management
Florida
$1.61M +$1.61M +160,000 New
GF
13
Gabelli Funds
New York
$1.12M +$1.12M +111,021 New
CL
14
CSS LLC
Illinois
$1.01M +$1.01M +100,341 New
Millennium Management
15
Millennium Management
New York
$1.01M +$1M +100,000 New
GCIA
16
Gabelli & Co Investment Advisers
New York
$897K +$894K +88,979 New
WAM
17
Wolverine Asset Management
Illinois
$847K +$846K +84,229 New
GCL
18
Glazer Capital LLC
New York
$417K +$416K +41,403 New
Walleye Capital
19
Walleye Capital
New York
$322K +$321K +32,000 New
Walleye Trading
20
Walleye Trading
New York
$181K +$181K +18,000 New
NC
21
Nokomis Capital
Texas
$120K +$120K +11,941 New
CM
22
Cohanzick Management
New York
$104K +$104K +10,330 New
6CM
23
683 Capital Management
New York
$100K +$100K +10,000 New
TRCT
24
Tower Research Capital (TRC)
New York
$3K +$2.61K +260 New