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Hartford Multifactor Emerging Markets ETF
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Name Holding Trade Value Shares
Change 		Change in
Stake
PA
1
Paracle Advisors
Washington
$12.7M -$1.59M -77,360 -9%
LK
2
Lumbard & Kellner
New Hampshire
$3.23M -$118K -5,730 -3%
Bank of America
3
Bank of America
North Carolina
$2.68M -$9.05M -438,892 -73%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$2.59M +$874K +42,400 +37%
Citadel Advisors
5
Citadel Advisors
Florida
$2.28M +$2.58M +125,016 +982%
UBS Group
6
UBS Group
Switzerland
$1.23M -$1M -48,627 -40%
Jane Street
7
Jane Street
New York
$604K +$32K +1,553 +4%
Goldman Sachs
8
Goldman Sachs
New York
$427K +$532K +25,820 New
DADC
9
D.A. Davidson & Co
Montana
$411K +$12.4K +600 +2%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$406K +$44.5K +2,160 +10%
CAAS
11
Capital Asset Advisory Services
Michigan
$322K +$77.7K +3,771 +27%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$305K -$181K -8,802 -32%
RPG
13
Resource Planning Group
Georgia
$254K -$235K -11,399 -43%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$177K +$9.46K +459 +4%
Wells Fargo
15
Wells Fargo
California
$151K -$357K -17,326 -65%
Osaic Holdings
16
Osaic Holdings
Arizona
$72K +$89.3K +4,331 New
FHA
17
Flagship Harbor Advisors
Massachusetts
$38K -$146K -7,094 -76%
TL
18
TrueWealth LLC
Georgia
$36K +$45K +2,184 New
SWA
19
Stratos Wealth Advisors
Ohio
$34K -$149K -7,222 -78%
EIP
20
Ellis Investment Partners
Pennsylvania
$2K – – –
HWM
21
Holloway Wealth Management
Florida
$2K – – –
SFG
22
Sowa Financial Group
Rhode Island
$2K – – –
WIM
23
Westside Investment Management
California
$21 +$26.8K +1,300 New
BCI
24
Brinker Capital Investments
Pennsylvania
– -$3.96M -170,793 Closed
HighTower Advisors
25
HighTower Advisors
Illinois
– -$341K -14,778 Closed
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