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First Trust RiverFront Dynamic Emerging Markets ETF

42 hedge funds and large institutions have $58.8M invested in First Trust RiverFront Dynamic Emerging Markets ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 21 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

8% more funds holding

Funds holding: 3942 (+3)

0.56% less ownership

Funds ownership: 73.26%72.7% (-0.56%)

16% less capital invested

Capital invested by funds: $70M → $58.8M (-$11.1M)

52% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 21

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
0.92%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
21
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$11.5M -$3.72M -62,723 -24%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$6.39M +$412K +6,937 +7%
Jane Street
3
Jane Street
New York
$5.6M +$4.27M +71,919 +287%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.87M +$3.14M +52,968 +170%
BTS
5
BB&T Securities
Virginia
$4.16M -$2.47M -41,673 -37%
RIA
6
Regal Investment Advisors
Michigan
$2.86M -$191K -3,220 -6%
AC
7
Avestar Capital
New York
$2.44M -$211K -3,552 -8%
WFG
8
Wills Financial Group
Virginia
$2.35M -$9.44K -159 -0.4%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.19M -$541K -9,122 -19%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$2.08M +$167K +2,810 +8%
LPL Financial
11
LPL Financial
California
$1.84M -$1.65M -27,825 -47%
OIA
12
OneDigital Investment Advisors
Kansas
$1.44M +$225K +3,786 +18%
RJA
13
Raymond James & Associates
Florida
$1.38M -$2.17M -36,599 -60%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.37M -$107K -1,810 -7%
NA
15
NewEdge Advisors
Louisiana
$1.21M -$3.93M -66,134 -76%
FTUS
16
Flow Traders U.S.
New York
$974K -$125K -2,098 -11%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$958K +$172K +2,898 +21%
IA
18
IFG Advisory
Georgia
$785K +$807K +13,589 New
PFS
19
Prospera Financial Services
Texas
$530K -$338K -5,696 -38%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$476K -$8.31K -140 -2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$408K -$462K -7,792 -52%
Citadel Advisors
22
Citadel Advisors
Florida
$407K +$418K +7,051 New
SWP
23
Stratos Wealth Partners
Ohio
$384K -$89K -1,500 -18%
AG
24
Advisor Group
Arizona
$305K -$6.77K -114 -2%
APA
25
American Portfolios Advisors
New York
$300K +$14.5K +244 +5%

RFEM Hedge Fund Activity: Q3 2019 in Review

42 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) for Q3 2019, worth a combined $58.8M — down 16% from $70M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new RFEM positions and 3 closed out — a net gain of 3 holders — while 10 added to existing stakes and 21 trimmed.

The largest buyer was Jane Street, adding an estimated $4.27M. The largest seller was NewEdge Advisors, cutting an estimated $3.93M.

  • 42 institutional investors held First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) as of Q3 2019, up from 39 in Q2 2019.
  • Funds reported $58.8M of First Trust RiverFront Dynamic Emerging Markets ETF stock for Q3 2019, down 16% quarter-over-quarter.
  • 6 funds opened new First Trust RiverFront Dynamic Emerging Markets ETF positions in Q3 2019 and 3 closed out, a net change of +3 holders.
  • The largest First Trust RiverFront Dynamic Emerging Markets ETF buyer in Q3 2019 was Jane Street, an estimated $4.27M added.
  • The largest First Trust RiverFront Dynamic Emerging Markets ETF seller in Q3 2019 was NewEdge Advisors, an estimated $3.93M sold.

Based on aggregated 13F filings for Q3 2019.