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First Trust RiverFront Dynamic Emerging Markets ETF

41 hedge funds and large institutions have $61.9M invested in First Trust RiverFront Dynamic Emerging Markets ETF in 2018 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

10.86% more ownership

Funds ownership: 58.56%69.42% (+11%)

11% more funds holding

Funds holding: 3741 (+4)

6% less capital invested

Capital invested by funds: $65.8M → $61.9M (-$3.9M)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$15.4M +$14.4M +251,115 +1,086%
RIG
2
RiverFront Investment Group
Virginia
$11.7M -$1.51M -26,313 -11%
BTS
3
BB&T Securities
Virginia
$5.05M -$5.2M -90,615 -50%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.93M -$1.89M -32,927 -32%
LPL Financial
5
LPL Financial
California
$3.34M -$2.56M -44,641 -43%
AC
6
Avestar Capital
New York
$3.08M +$2.6M +45,201 +423%
RIA
7
Regal Investment Advisors
Michigan
$2.85M +$724K +12,614 +33%
WFG
8
Wills Financial Group
Virginia
$2.35M -$372K -6,484 -13%
RJA
9
Raymond James & Associates
Florida
$2.31M -$421K -7,334 -15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2M -$591K -10,298 -22%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.56M +$1.01M +17,592 +171%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.17M +$1.01M +17,532 +522%
OIA
13
OneDigital Investment Advisors
Kansas
$1.07M +$1.1M +19,122 New
Koshinski Asset Management
14
Koshinski Asset Management
Illinois
$896K -$273K -4,745 -23%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$879K -$74.1K -1,290 -8%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$765K +$79.8K +1,389 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$461K +$164K +2,854 +53%
PFS
18
Prospera Financial Services
Texas
$439K -$1.28M -22,250 -74%
AIC
19
Ameritas Investment Company
Nebraska
$347K +$355K +6,189 New
CFGS
20
Concourse Financial Group Securities
Alabama
$325K +$334K +5,814 New
AG
21
Advisor Group
Arizona
$312K -$47.2K -821 -13%
APA
22
American Portfolios Advisors
New York
$276K -$2.87K -50 -1%
SWP
23
Stratos Wealth Partners
Ohio
$271K -$57.3K -998 -17%
CAN
24
Cetera Advisor Networks
California
$242K +$57.4K +999 +30%
SCM
25
Smith Capital Management
Arkansas
$239K +$245K +4,262 New

RFEM Hedge Fund Activity: Q4 2018 in Review

41 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) for Q4 2018, worth a combined $61.9M — down 5.9% from $65.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RFEM positions and 3 closed out — a net gain of 4 holders — while 12 added to existing stakes and 17 trimmed.

The largest buyer was Jane Street, adding an estimated $14.4M. The largest seller was BB&T Securities, cutting an estimated $5.2M.

  • 41 institutional investors held First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) as of Q4 2018, up from 37 in Q3 2018.
  • Funds reported $61.9M of First Trust RiverFront Dynamic Emerging Markets ETF stock for Q4 2018, down 5.9% quarter-over-quarter.
  • 7 funds opened new First Trust RiverFront Dynamic Emerging Markets ETF positions in Q4 2018 and 3 closed out, a net change of +4 holders.
  • The largest First Trust RiverFront Dynamic Emerging Markets ETF buyer in Q4 2018 was Jane Street, an estimated $14.4M added.
  • The largest First Trust RiverFront Dynamic Emerging Markets ETF seller in Q4 2018 was BB&T Securities, an estimated $5.2M sold.

Based on aggregated 13F filings for Q4 2018.