We are live on ! Find out more
RFEM icon

First Trust RiverFront Dynamic Emerging Markets ETF

36 hedge funds and large institutions have $31M invested in First Trust RiverFront Dynamic Emerging Markets ETF in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

12.14% less ownership

Funds ownership: 74.13%61.98% (-12%)

18% less funds holding

Funds holding: 4436 (-8)

25% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 16

41% less capital invested

Capital invested by funds: $52.8M → $31M (-$21.8M)

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
36
Holders Change
-8
Holders Change %
-18.18%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
16
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
26
Ameritas Investment Company
Nebraska
$72K +$88.7K +1,499 New
CFGS
27
Concourse Financial Group Securities
Alabama
$67K -$3.31K -56 -4%
Osaic Holdings
28
Osaic Holdings
Arizona
$38K +$46.4K +783 New
SPIA
29
Steward Partners Investment Advisory
New York
$12K
ASN
30
Advisory Services Network
Georgia
$10K -$5.15K -87 -29%
Morgan Stanley
31
Morgan Stanley
New York
$6K -$5.5K -93 -43%
SFS
32
Sowell Financial Services
Arkansas
$5K -$12.7K -214 -68%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$5K
FHA
34
Flagship Harbor Advisors
Massachusetts
$4K
Fidelity Investments
35
Fidelity Investments
Massachusetts
$1K +$829 +14 New
RIA
36
Regal Investment Advisors
Michigan
-$3.21M -49,496 Closed
WFG
37
Wills Financial Group
Virginia
-$1.99M -30,773 Closed
IAA
38
Independent Advisor Alliance
North Carolina
-$1.62M -25,076 Closed
JWCA
39
J.W. Cole Advisors
Florida
-$604K -9,333 Closed
Citadel Advisors
40
Citadel Advisors
Florida
-$480K -7,409 Closed
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
-$412K -6,359 Closed
SS
42
Sunbelt Securities
Texas
-$254K -3,923 Closed
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
-$234K -3,618 Closed
UBS Group
44
UBS Group
Switzerland
-$114K -1,768 Closed
TPWA
45
TRUE Private Wealth Advisors
Oregon
-$28K -442 Closed
DI
46
Disciplined Investments
Oklahoma
-$8.41K -142 -97%
Wells Fargo
47
Wells Fargo
California
-$59 -1 Closed

RFEM Hedge Fund Activity: Q1 2020 in Review

36 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) for Q1 2020, worth a combined $31M — down 41% from $52.8M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of RFEM and 4 opened new positions — a net loss of 7 holders — while 16 trimmed existing stakes and 12 added.

The largest buyer was Royal Bank of Canada, adding an estimated $1.1M. The largest seller was Regal Investment Advisors, exiting entirely with an estimated $3.21M sold.

  • 36 institutional investors held First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) as of Q1 2020, down from 44 in Q4 2019.
  • Funds reported $31M of First Trust RiverFront Dynamic Emerging Markets ETF stock for Q1 2020, down 41% quarter-over-quarter.
  • 4 funds opened new First Trust RiverFront Dynamic Emerging Markets ETF positions in Q1 2020 and 11 closed out, a net change of -7 holders.
  • The largest First Trust RiverFront Dynamic Emerging Markets ETF buyer in Q1 2020 was Royal Bank of Canada, an estimated $1.1M added.
  • The largest First Trust RiverFront Dynamic Emerging Markets ETF seller in Q1 2020 was Regal Investment Advisors, an estimated $3.21M sold.

Based on aggregated 13F filings for Q1 2020.