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RCS

PIMCO Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$1.84M +$107K +10,286 +6%
Bank of America
2
Bank of America
North Carolina
$1.81M -$51.8K -4,985 -3%
LPL Financial
3
LPL Financial
California
$1.62M +$69.2K +6,663 +4%
NPC
4
National Planning Corporation
California
$1.03M -$90.7K -8,726 -8%
Morgan Stanley
5
Morgan Stanley
New York
$958K -$38.6K -3,719 -4%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$930K +$15.4K +1,482 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$487K -$5.93K -571 -1%
AQR Capital Management
8
AQR Capital Management
Connecticut
$353K +$372K +35,828 New
GC
9
Guggenheim Capital
Illinois
$352K -$30.1K -2,896 -7%
U
10
UBS
Switzerland
$316K -$78.9K -7,590 -19%
WA
11
WFG Advisors
Texas
$290K -$16.1K -1,545 -5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$265K +$78.6K +7,561 +39%
NAM
13
NTV Asset Management
West Virginia
$244K +$364 +35 +0.1%
Wells Fargo
14
Wells Fargo
California
$232K -$54K -5,199 -18%
VKH
15
Virtu KCG Holdings
New York
$230K +$116K +11,125 +91%
BRWA
16
B. Riley Wealth Advisors
Florida
$229K -$222K -21,351 -48%
AIG
17
American International Group
New York
$187K +$78.8K +7,584 +67%
Ameriprise
18
Ameriprise
Minnesota
$174K -$17.5K -1,681 -9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$159K -$2.72K -262 -2%
CAN
20
Cetera Advisor Networks
California
$146K +$152K +14,646 New
Nomura Holdings
21
Nomura Holdings
Japan
$145K +$152K +14,644 New
Goldman Sachs
22
Goldman Sachs
New York
$128K +$134K +12,938 New
SI
23
SII Investments
Wisconsin
$123K +$4.16K +400 +3%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$118K +$1.3K +125 +1%
KFS
25
KMS Financial Services
Washington
$117K