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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$455K -$5.25M -242,602 -92%
WAM
27
Weiss Asset Management
Massachusetts
$429K +$428K +19,754 New
NPC
28
National Planning Corporation
California
$365K +$138K +6,378 +60%
KA
29
Kovack Advisors
Florida
$353K +$353K +16,282 New
SI
30
Stephens Inc
Arkansas
$317K -$389K -17,953 -55%
SPC
31
Sigma Planning Corp
Michigan
$300K +$300K +13,838 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$298K -$207K -9,547 -41%
Creative Planning
33
Creative Planning
Kansas
$280K +$110K +5,068 +65%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$246K -$26.4K -1,220 -10%
DA
35
Doliver Advisors
Texas
$235K +$234K +10,803 New
Millennium Management
36
Millennium Management
New York
$233K -$97.3K -4,494 -30%
ANBT
37
American National Bank & Trust
Texas
$217K
PFGIA
38
Patriot Financial Group Insurance Agency
Massachusetts
$154K
JCM
39
Jacobi Capital Management
Pennsylvania
$119K +$119K +5,475 New
AWMS
40
Advocacy Wealth Management Services
Georgia
$113K -$22.8K -1,053 -17%
IA
41
IFP Advisors
Florida
$112K
Citigroup
42
Citigroup
New York
$100K +$19.4K +894 +24%
AG
43
Advisor Group
Arizona
$89K +$24.1K +1,111 +37%
SPIA
44
Steward Partners Investment Advisory
New York
$85K +$714 +33 +0.8%
AF
45
Allworth Financial
California
$78K
GWM
46
Geneos Wealth Management
Colorado
$62K -$17.3K -800 -22%
MA
47
MCF Advisors
Kentucky
$61K +$60.8K +2,809 New
EWM
48
Evercore Wealth Management
New York
$54K
NFG
49
Next Financial Group
Texas
$34K
SEI Investments
50
SEI Investments
Pennsylvania
$33K