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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Oppenheimer & Co
26
Oppenheimer & Co
New York
$569K +$10.3K +552 +2%
GW & Wade
27
GW & Wade
Massachusetts
$532K -$75.2K -4,040 -12%
BBPWM
28
Blue Bell Private Wealth Management
Pennsylvania
$485K +$459K +24,645 +1,686%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$415K +$390K +20,946 +1,495%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$414K +$4.67K +251 +1%
GEM
31
Global Endowment Management
North Carolina
$371K – – –
Private Advisor Group
32
Private Advisor Group
New Jersey
$370K +$356K +19,136 New
Stephens Inc
33
Stephens Inc
Arkansas
$331K +$332K +17,821 New
AIA
34
Allegis Investment Advisors
Idaho
$318K +$95.6K +5,135 +43%
MSI Financial Services
35
MSI Financial Services
Massachusetts
$282K -$84.6K -4,547 -23%
FAM
36
Formidable Asset Management
Ohio
$240K +$240K +12,922 New
NPC
37
National Planning Corporation
California
$215K +$372 +20 +0.2%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$201K -$64.9K -3,489 -24%
ANBT
39
American National Bank & Trust
Texas
$186K – – –
AWMS
40
Advocacy Wealth Management Services
Georgia
$138K -$8.84K -475 -6%
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$136K +$132K +7,077 New
Advisor Group
42
Advisor Group
Arizona
$126K +$22.1K +1,185 +21%
IFP Advisors
43
IFP Advisors
Florida
$96K +$14.9K +800 +18%
PCP
44
Proficio Capital Partners
Massachusetts
$84K +$83.7K +4,500 New
Creative Planning
45
Creative Planning
Kansas
$72K – – –
Steward Partners Investment Advisory
46
Steward Partners Investment Advisory
New York
$72K +$72.5K +3,895 New
Allworth Financial
47
Allworth Financial
California
$67K – – –
Citigroup
48
Citigroup
New York
$66K -$7.07K -380 -10%
IHT Wealth Management
49
IHT Wealth Management
Illinois
$60K +$60.1K +3,232 New
Geneos Wealth Management
50
Geneos Wealth Management
Colorado
$58K -$32.7K -1,755 -36%