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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$459K +$54.7K +2,885 +13%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$410K -$38.4K -2,024 -8%
GEM
28
Global Endowment Management
North Carolina
$369K +$379K +20,000 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$257K +$19.6K +1,034 +8%
AIG
30
American International Group
New York
$246K
Stifel Financial
31
Stifel Financial
Missouri
$200K +$207K +10,889 New
SWP
32
Stratos Wealth Partners
Ohio
$196K -$6.75K -356 -3%
MFS
33
MSI Financial Services
Massachusetts
$184K -$30.8K -1,625 -14%
Deutsche Bank
34
Deutsche Bank
Germany
$148K -$340K -17,904 -69%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$119K -$8.61K -454 -7%
FAM
36
Formidable Asset Management
Ohio
$72K
Citigroup
37
Citigroup
New York
$68K -$47.6K -2,508 -41%
AF
38
Allworth Financial
California
$66K
BFEC
39
Benjamin F. Edwards & Company
Missouri
$61K -$2.66K -140 -4%
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$42K +$15.8K +834 +58%
JIR
41
James Investment Research
Ohio
$26K
NFG
42
Next Financial Group
Texas
$23K -$6.41K -338 -21%
TJHA
43
Thomas J. Herzfeld Advisors
Florida
$23K +$436 +23 +2%
CPIG
44
Chicago Partners Investment Group
Illinois
$18K +$493 +26 +3%
BCM
45
Brookstone Capital Management
Illinois
$17K +$17.9K +946 New
HNB
46
Huntington National Bank
Ohio
$13K
FCCM
47
First City Capital Management
Georgia
$9.83K
HDIM
48
Hanson & Doremus Investment Management
Vermont
$9K
BCM
49
Blume Capital Management
California
$4K
CRC
50
Curi RMB Capital
Illinois
-$502K -26,756 Closed