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First Trust Nasdaq-100 Select Equal Weight ETF

44 hedge funds and large institutions have $275M invested in First Trust Nasdaq-100 Select Equal Weight ETF in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

149% more call options, than puts

Call options by funds: $708K | Put options by funds: $284K

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

54% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 13

9% more capital invested

Capital invested by funds: $252M → $275M (+$23.1M)

5% more funds holding

Funds holding: 4244 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
20
Reduced
13
Closed
3
Calls
$708K
Puts
$284K
Net Calls
+$424K
Net Calls Change
+$424K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.9M +$483K +12,154 +1%
AFS
2
Aft Forsyth & Sober
Florida
$38.6M -$1.39M -35,000 -4%
RJA
3
Raymond James & Associates
Florida
$29.4M -$1.18M -29,743 -4%
JMPWA
4
JP Morgan Private Wealth Advisors
California
$21.5M +$617K +15,517 +3%
Wells Fargo
5
Wells Fargo
California
$19.6M -$238K -5,988 -1%
U
6
UBS
Switzerland
$17.9M -$460K -11,569 -3%
SMM
7
Stadion Money Management
Georgia
$14.5M +$2.32M +58,417 +19%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.9M -$1.27M -31,847 -10%
BTS
9
BB&T Securities
Virginia
$9.48M +$941K +23,672 New
Stifel Financial
10
Stifel Financial
Missouri
$9.05M +$703K +17,673 +8%
Bank of America
11
Bank of America
North Carolina
$8.36M +$560K +14,074 +7%
LPL Financial
12
LPL Financial
California
$5.87M +$366K +9,196 +7%
Goldman Sachs
13
Goldman Sachs
New York
$5.79M -$99.3K -2,497 -2%
AIG
14
American International Group
New York
$5.55M +$74.2K +1,865 +1%
HFS
15
HL Financial Services
Kentucky
$3.75M +$483K +12,148 +15%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$3.14M +$31.7K +797 +1%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$2.74M +$331K +8,329 +14%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$2.72M +$52.1K +1,310 +2%
Deutsche Bank
19
Deutsche Bank
Germany
$2.38M +$1.93M +48,448 +439%
SBH
20
Segall Bryant & Hamill
Illinois
$1.88M +$39.8K +1,000 +2%
JP Morgan Chase
21
JP Morgan Chase
New York
$1.79M +$853K +21,461 +93%
MFS
22
MSI Financial Services
Massachusetts
$1.43M +$887K +22,305 +165%
FHC
23
First Heartland Consultants
Missouri
$1.34M +$187K +4,711 +16%
NAM
24
NTV Asset Management
West Virginia
$1.03M
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$983K +$977K +24,559 New

QQEW Hedge Fund Activity: Q3 2014 in Review

44 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq-100 Select Equal Weight ETF (QQEW) for Q3 2014, worth a combined $275M — up 9.1% from $252M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new QQEW positions and 3 closed out — a net gain of 2 holders — while 20 added to existing stakes and 13 trimmed.

The largest buyer was Stadion Money Management, adding an estimated $2.32M. The largest seller was Aft Forsyth & Sober, cutting an estimated $1.39M.

  • 44 institutional investors held First Trust Nasdaq-100 Select Equal Weight ETF (QQEW) as of Q3 2014, up from 42 in Q2 2014.
  • Funds reported $275M of First Trust Nasdaq-100 Select Equal Weight ETF stock for Q3 2014, up 9.1% quarter-over-quarter.
  • 5 funds opened new First Trust Nasdaq-100 Select Equal Weight ETF positions in Q3 2014 and 3 closed out, a net change of +2 holders.
  • The largest First Trust Nasdaq-100 Select Equal Weight ETF buyer in Q3 2014 was Stadion Money Management, an estimated $2.32M added.
  • The largest First Trust Nasdaq-100 Select Equal Weight ETF seller in Q3 2014 was Aft Forsyth & Sober, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2014.