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First Trust Nasdaq-100 Select Equal Weight ETF

53 hedge funds and large institutions have $249M invested in First Trust Nasdaq-100 Select Equal Weight ETF in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 25 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 2

400% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 5

48% more capital invested

Capital invested by funds: $168M → $249M (+$80.8M)

33% more funds holding

Funds holding: 4053 (+13)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $293K

Holders
53
Holders Change
+13
Holders Change %
+32.5%
% of All Funds
1.53%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
25
Reduced
5
Closed
2
Calls
Puts
$293K
Net Calls
-$293K
Net Calls Change
-$293K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.7M +$11.1M +299,075 +29%
RJA
2
Raymond James & Associates
Florida
$27.5M +$4.67M +126,112 +20%
Wells Fargo
3
Wells Fargo
California
$21.9M +$8.57M +231,309 +64%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$20M +$9.06M +244,577 +83%
JMPWA
5
JP Morgan Private Wealth Advisors
California
$19.1M +$1.77M +47,790 +10%
U
6
UBS
Switzerland
$17.3M +$2.22M +59,867 +15%
AFS
7
Aft Forsyth & Sober
Florida
$14.5M +$14.5M +391,460 New
SMM
8
Stadion Money Management
Georgia
$10.8M -$204K -5,510 -2%
Bank of America
9
Bank of America
North Carolina
$8.86M +$1M +27,013 +13%
Stifel Financial
10
Stifel Financial
Missouri
$7.72M +$7.73M +208,547 New
DC
11
Davenport & Co
Virginia
$6.43M +$6.44M +173,845 New
AIG
12
American International Group
New York
$4.93M +$722K +19,486 +17%
Goldman Sachs
13
Goldman Sachs
New York
$4.21M +$3.77M +101,755 +841%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$3.64M +$889K +23,985 +32%
LPL Financial
15
LPL Financial
California
$3.44M +$505K +13,628 +17%
HFS
16
HL Financial Services
Kentucky
$3.04M -$116K -3,134 -4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.85M +$2.85M +76,961 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$2.43M -$22.2K -599 -0.9%
SBH
19
Segall Bryant & Hamill
Illinois
$2.19M -$25.9K -700 -1%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$2.1M +$273K +7,366 +15%
AP
21
Advisors Preferred
Maryland
$1.89M -$145K -3,915 -7%
CS
22
Credit Suisse
Switzerland
$1.6M +$1.6M +43,164 New
DS
23
DRW Securities
Illinois
$1.52M +$1.52M +41,023 New
BCM
24
Barometer Capital Management
Ontario, Canada
$1.34M +$1.34M +36,300 New
Ameriprise
25
Ameriprise
Minnesota
$1.29M +$601K +16,232 +86%

QQEW Hedge Fund Activity: Q1 2014 in Review

53 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq-100 Select Equal Weight ETF (QQEW) for Q1 2014, worth a combined $249M — up 48% from $168M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new QQEW positions and 2 closed out — a net gain of 13 holders — while 25 added to existing stakes and 5 trimmed.

The largest buyer was Aft Forsyth & Sober, opening a new position worth an estimated $14.5M. The largest seller was Horizon Investments, exiting entirely with an estimated $6.33M sold.

  • 53 institutional investors held First Trust Nasdaq-100 Select Equal Weight ETF (QQEW) as of Q1 2014, up from 40 in Q4 2013.
  • Funds reported $249M of First Trust Nasdaq-100 Select Equal Weight ETF stock for Q1 2014, up 48% quarter-over-quarter.
  • 15 funds opened new First Trust Nasdaq-100 Select Equal Weight ETF positions in Q1 2014 and 2 closed out, a net change of +13 holders.
  • The largest First Trust Nasdaq-100 Select Equal Weight ETF buyer in Q1 2014 was Aft Forsyth & Sober, an estimated $14.5M added.
  • The largest First Trust Nasdaq-100 Select Equal Weight ETF seller in Q1 2014 was Horizon Investments, an estimated $6.33M sold.

Based on aggregated 13F filings for Q1 2014.