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FlexShares Quality Dividend Index Fund

62 hedge funds and large institutions have $1.39B invested in FlexShares Quality Dividend Index Fund in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 8

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

11% more funds holding

Funds holding: 5662 (+6)

8% more capital invested

Capital invested by funds: $1.29B → $1.39B (+$103M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1.71% less ownership

Funds ownership: 89.38%87.67% (-1.7%)

Holders
62
Holders Change
+6
Holders Change %
+10.71%
% of All Funds
1.55%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
11
Increased
29
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$796M +$29.3M +760,175 +4%
TCT
2
TIAA CREF Trust
Missouri
$220M +$10.7M +277,638 +5%
RIG
3
RiverFront Investment Group
Virginia
$183M -$11.5M -298,136 -6%
RJA
4
Raymond James & Associates
Florida
$44.8M -$2.39M -62,027 -5%
APCM
5
Alaska Permanent Capital Management
Alaska
$26.4M +$882K +22,925 +4%
BTS
6
BB&T Securities
Virginia
$13.5M
UBS Group
7
UBS Group
Switzerland
$12.6M +$631K +16,387 +5%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$11.6M +$11.1M +288,472 +5,365%
Bank of America
9
Bank of America
North Carolina
$11.1M +$7.64M +198,510 +238%
LNB
10
Ledyard National Bank
$10.6M +$97.4K +2,531 +0.9%
Morgan Stanley
11
Morgan Stanley
New York
$9.04M +$1.98M +51,544 +29%
TW
12
Transform Wealth
Colorado
$8.27M +$727K +18,882 +10%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$7.07M +$156K +4,040 +2%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$5.41M +$31.1K +807 +0.6%
Ameriprise
15
Ameriprise
Minnesota
$5.18M +$5.04M +130,996 New
CWM
16
Confluence Wealth Management
Oregon
$3.71M -$135K -3,515 -4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.76M -$11.3M -293,339 -81%
Goldman Sachs
18
Goldman Sachs
New York
$1.93M
LWA
19
Lenox Wealth Advisors
New York
$1.58M +$107K +2,786 +7%
LPL Financial
20
LPL Financial
California
$1.52M +$223K +5,802 +18%
FHA
21
Flagship Harbor Advisors
Massachusetts
$1.25M +$1.22M +31,671 New
CCM
22
Cribstone Capital Management
Maine
$1.22M +$595K +15,468 +101%
BMCM
23
Bryn Mawr Capital Management
Pennsylvania
$1.08M +$1.06M +27,471 New
OC
24
Oppenheimer & Co
New York
$752K +$128K +3,325 +21%
Stifel Financial
25
Stifel Financial
Missouri
$739K +$151K +3,927 +27%

QDF Hedge Fund Activity: Q4 2016 in Review

62 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in FlexShares Quality Dividend Index Fund (QDF) for Q4 2016, worth a combined $1.39B — up 8% from $1.29B a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new QDF positions and 5 closed out — a net gain of 6 holders — while 29 added to existing stakes and 8 trimmed.

The largest buyer was Northern Trust, adding an estimated $29.3M. The largest seller was RiverFront Investment Group, cutting an estimated $11.5M.

  • 62 institutional investors held FlexShares Quality Dividend Index Fund (QDF) as of Q4 2016, up from 56 in Q3 2016.
  • Funds reported $1.39B of FlexShares Quality Dividend Index Fund stock for Q4 2016, up 8% quarter-over-quarter.
  • 11 funds opened new FlexShares Quality Dividend Index Fund positions in Q4 2016 and 5 closed out, a net change of +6 holders.
  • The largest FlexShares Quality Dividend Index Fund buyer in Q4 2016 was Northern Trust, an estimated $29.3M added.
  • The largest FlexShares Quality Dividend Index Fund seller in Q4 2016 was RiverFront Investment Group, an estimated $11.5M sold.

Based on aggregated 13F filings for Q4 2016.