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FlexShares Quality Dividend Index Fund

30 hedge funds and large institutions have $560M invested in FlexShares Quality Dividend Index Fund in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

25% more funds holding

Funds holding: 2430 (+6)

1.8% more ownership

Funds ownership: 85.61%87.41% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $570M → $560M (-$9.47M)

Holders
30
Holders Change
+6
Holders Change %
+25%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
8
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$519M +$24.2M +688,988 +5%
LNB
2
Ledyard National Bank
$13M -$2.52M -71,705 -16%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$10.9M +$11.4M +325,288 New
UBS Group
4
UBS Group
Switzerland
$3.11M -$7.71M -219,123 -70%
Morgan Stanley
5
Morgan Stanley
New York
$2.43M +$860K +24,448 +50%
LPL Financial
6
LPL Financial
California
$1.91M +$72.5K +2,061 +4%
CWM
7
Confluence Wealth Management
Oregon
$1.51M +$1.59M +45,177 New
CK
8
Carnick & Kubik
Colorado
$1.24M +$1.31M +37,250 New
Bank of America
9
Bank of America
North Carolina
$951K +$189K +5,360 +23%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$754K -$63.8K -1,813 -7%
Jane Street
11
Jane Street
New York
$715K +$38.3K +1,088 +5%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$686K +$723K +20,550 New
LWA
13
Lenox Wealth Advisors
New York
$638K -$203K -5,779 -23%
Brown Advisory
14
Brown Advisory
Maryland
$555K +$300K +8,523 +105%
ST
15
Sentinel Trust
Texas
$464K
OC
16
Oppenheimer & Co
New York
$457K +$8.23K +234 +2%
RIG
17
RiverFront Investment Group
Virginia
$404K -$57.8K -1,642 -12%
EWM
18
Evermay Wealth Management
Virginia
$368K
Stifel Financial
19
Stifel Financial
Missouri
$367K
Citadel Advisors
20
Citadel Advisors
Florida
$285K +$301K +8,543 New
BEAM
21
Baker Ellis Asset Management
Washington
$278K +$293K +8,320 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$219K -$83.2K -2,365 -26%
UR
23
USCA RIA
Texas
$219K +$230K +6,550 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$138K
AIG
25
American International Group
New York
$84K

QDF Hedge Fund Activity: Q3 2015 in Review

30 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in FlexShares Quality Dividend Index Fund (QDF) for Q3 2015, worth a combined $560M — down 1.7% from $570M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new QDF positions and 3 closed out — a net gain of 6 holders — while 8 added to existing stakes and 6 trimmed.

The largest buyer was Northern Trust, adding an estimated $24.2M. The largest seller was UBS Group, cutting an estimated $7.71M.

  • 30 institutional investors held FlexShares Quality Dividend Index Fund (QDF) as of Q3 2015, up from 24 in Q2 2015.
  • Funds reported $560M of FlexShares Quality Dividend Index Fund stock for Q3 2015, down 1.7% quarter-over-quarter.
  • 9 funds opened new FlexShares Quality Dividend Index Fund positions in Q3 2015 and 3 closed out, a net change of +6 holders.
  • The largest FlexShares Quality Dividend Index Fund buyer in Q3 2015 was Northern Trust, an estimated $24.2M added.
  • The largest FlexShares Quality Dividend Index Fund seller in Q3 2015 was UBS Group, an estimated $7.71M sold.

Based on aggregated 13F filings for Q3 2015.