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NYLIM Hedge Multi-Strategy Tracker ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$187M +$22.6M +765,284 +14%
HighTower Advisors
2
HighTower Advisors
Illinois
$44.9M -$14.2M -479,615 -24%
RJA
3
Raymond James & Associates
Florida
$44.7M -$25.3M -855,380 -37%
BWM
4
Baystate Wealth Management
Massachusetts
$37.2M +$1.84M +62,310 +5%
PA
5
Paracle Advisors
Washington
$28.8M +$705K +23,818 +3%
Ameriprise
6
Ameriprise
Minnesota
$19.5M -$949K -32,088 -5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$18M -$743K -25,112 -4%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$16.3M -$3.26M -110,024 -17%
AL
9
Aspiriant LLC
California
$14.8M +$4.22M +142,550 +41%
P
10
Pitcairn
Pennsylvania
$10.7M +$10.4M +352,967 New
Osaic Holdings
11
Osaic Holdings
Arizona
$9.79M +$257K +8,702 +3%
Mariner
12
Mariner
Kansas
$9.01M +$8.79M +297,182 New
BOTW
13
Bank of the West
California
$8.03M -$1.25M -42,298 -14%
DBT
14
Dubuque Bank & Trust
Iowa
$7.55M +$3.17M +107,077 +75%
CG
15
Colony Group
Massachusetts
$7.21M -$3.53M -119,298 -33%
Wells Fargo
16
Wells Fargo
California
$5.19M -$1.69M -56,980 -25%
QA
17
Quantitative Advantage
Minnesota
$4.87M +$1.98M +67,036 +72%
Truist Financial
18
Truist Financial
North Carolina
$4.51M -$587K -19,838 -12%
Bank of America
19
Bank of America
North Carolina
$4.1M +$315K +10,638 +9%
PV
20
Private Vista
Illinois
$4.04M -$218K -7,359 -5%
PAG
21
Private Advisor Group
New Jersey
$3.97M -$432K -14,598 -10%
UBS Group
22
UBS Group
Switzerland
$3.78M -$207K -6,986 -5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$3.68M +$98.3K +3,324 +3%
LFASL
24
Lugano Financial Advisors SA (LFA)
Switzerland
$3.51M +$239K +8,079 +8%
FMBTD
25
First Midwest Bank Trust Division
Illinois
$2.8M -$50.9K -1,722 -2%