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NYLIM Hedge Multi-Strategy Tracker ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$79.5M +$81.1M +2,874,769 New
Bank of America
2
Bank of America
North Carolina
$27M +$27.5M +974,999 New
Morgan Stanley
3
Morgan Stanley
New York
$22.2M +$22.6M +801,241 New
BWM
4
Baystate Wealth Management
Massachusetts
$18.9M +$19.3M +682,039 New
WF
5
WealthTrust Fairport
Ohio
$15.2M +$15.5M +550,174 New
KCMRT
6
Kemper Corp Master Retirement Trust
Illinois
$9.82M +$10M +355,000 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.17M +$8.33M +295,261 New
Comerica Bank
8
Comerica Bank
Texas
$7.79M +$7.94M +281,468 New
CW
9
Cobiz Wealth
Colorado
$6.34M +$6.47M +229,259 New
CC
10
Curian Capital
Colorado
$6.02M +$6.14M +217,449 New
FA
11
FDx Advisors
Illinois
$5.88M +$5.99M +212,392 New
PI
12
PineBridge Investments
New York
$5.58M +$5.69M +201,601 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.88M +$3.95M +140,123 New
Wells Fargo
14
Wells Fargo
California
$3.7M +$3.78M +133,770 New
U
15
UBS
Switzerland
$3.43M +$3.5M +123,986 New
GI
16
Gradient Investments
Minnesota
$3.4M +$3.47M +122,835 New
HighTower Advisors
17
HighTower Advisors
Illinois
$2.94M +$3M +106,416 New
AGA
18
Accuvest Global Advisors
Utah
$2.02M +$2.06M +73,000 New
UBS AM
19
UBS AM
Illinois
$1.8M +$1.84M +65,232 New
CL
20
CPWM LLC
Washington
$1.54M +$1.57M +55,796 New
Goldman Sachs
21
Goldman Sachs
New York
$1.41M +$1.43M +50,800 New
SCG
22
Strategic Capital Group
Washington
$840K +$857K +30,348 New
CG
23
Colony Group
Massachusetts
$570K +$582K +20,609 New
PTC
24
Private Trust Company
Ohio
$467K +$476K +16,861 New
JP Morgan Chase
25
JP Morgan Chase
New York
$453K +$462K +16,357 New