|
101
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
$7K
|
–
|
–
|
–
|
|
|
102
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
$7K
|
–
|
–
|
–
|
|
|
103
|
Advisory Services Network
Atlanta,
Georgia
|
$7K
|
+$7.12K
|
+236
|
New
|
|
|
104
|
Redhawk Wealth Advisors
Minneapolis,
Minnesota
|
$7K
|
+$7.21K
|
+239
|
New
|
|
|
105
|
TrueWealth LLC
Atlanta,
Georgia
|
$5K
|
–
|
–
|
–
|
|
|
106
|
Realta Investment Advisors
Wilmington,
Delaware
|
$4K
|
–
|
–
|
–
|
|
|
107
|
Global Financial Private Capital
Sarasota,
Florida
|
$4K
|
+$3.5K
|
+116
|
New
|
|
|
108
|
|
$3K
|
-$10.8K
|
-359
|
-80%
|
|
|
109
|
Central Trust Company
Jefferson City,
Missouri
|
$2K
|
+$1.96K
|
+65
|
New
|
|
|
110
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
+$60
|
+2
|
New
|
|
|
111
|
MD Financial Management
Ottawa,
Ontario, Canada
|
–
|
-$61.9M
|
-2,057,497
|
Closed
|
|
|
112
|
Two Sigma Securities
New York
|
–
|
-$791K
|
-26,317
|
Closed
|
|
|
113
|
Legacy Financial Strategies
Overland Park,
Kansas
|
–
|
-$433K
|
-14,406
|
Closed
|
|
|
114
|
First Citizens Bank & Trust
Raleigh,
North Carolina
|
–
|
-$420K
|
-13,969
|
Closed
|
|
|
115
|
Moneywise Inc
Forest,
Virginia
|
–
|
-$327K
|
-10,726
|
Closed
|
|
|
116
|
Abundance Wealth Counselors
State College,
Pennsylvania
|
–
|
-$280K
|
-9,303
|
Closed
|
|
|
117
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$74.3K
|
-2,472
|
Closed
|
|
|
118
|
IndexIQ Advisors
New York
|
–
|
-$48.8K
|
-1,619
|
-100%
|
|
|
119
|
Bay Harbor Wealth Management
Hunt Valley,
Maryland
|
–
|
-$33K
|
-1,082
|
Closed
|
|
|
120
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$25K
|
-824
|
Closed
|
|
|
121
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$9K
|
-283
|
Closed
|
|
|
122
|
First Interstate Bank
Billings,
Montana
|
–
|
-$6K
|
-199
|
Closed
|
|
|
123
|
Cable Hill Partners
Portland,
Oregon
|
–
|
-$4K
|
-131
|
Closed
|
|
