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NYLIM Hedge Multi-Strategy Tracker ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
76
Gupta Wealth Management
California
$86K – – –
Ladenburg Thalmann Financial Services
77
Ladenburg Thalmann Financial Services
Florida
$71K -$20.8K -737 -23%
Benjamin F. Edwards & Company
78
Benjamin F. Edwards & Company
Missouri
$68K – – –
Huntington National Bank
79
Huntington National Bank
Ohio
$67K – – –
VNA
80
Valley National Advisers
Pennsylvania
$66K -$400K -14,167 -86%
US Bancorp
81
US Bancorp
Minnesota
$41K -$95.4K -3,381 -70%
IFP Advisors
82
IFP Advisors
Florida
$24K -$24.4K -863 -52%
Geneos Wealth Management
83
Geneos Wealth Management
Colorado
$24K +$23.6K +835 New
Fifth Third Bancorp
84
Fifth Third Bancorp
Ohio
$16K – – –
FCCM
85
First City Capital Management
Georgia
$14.4K – – –
D.A. Davidson & Co
86
D.A. Davidson & Co
Montana
$14K -$5.36K -190 -28%
JP Morgan Chase
87
JP Morgan Chase
New York
$13K +$12.4K +438 New
WA
88
WealthTrust-Arizona
Arizona
$12K -$7.98M -282,731 -100%
Brinker Capital Investments
89
Brinker Capital Investments
Pennsylvania
$11K -$6.15K -218 -37%
WEC
90
Winslow Evans & Crocker
Massachusetts
$10.2K +$169 +6 +2%
KKAMG
91
Kernodle & Katon Asset Management Group
Arkansas
$9K – – –
NR
92
Newfound Research
Massachusetts
$4K +$508 +18 +14%
CK
93
Carnick & Kubik
Colorado
$3K +$2.82K +100 New
Wealthspire Advisors (Maryland)
94
Wealthspire Advisors (Maryland)
Maryland
$2K – – –
WA
95
WFG Advisors
Texas
$2K – – –
TFA
96
Transamerica Financial Advisors
Florida
$1K – – –
Jane Street
97
Jane Street
New York
– -$5.64M -198,148 Closed
Simplicity Solutions
98
Simplicity Solutions
Minnesota
– -$4.11M -144,424 Closed
AssetMark Inc
99
AssetMark Inc
California
– -$3.42M -120,294 Closed
Atria Investments
100
Atria Investments
North Carolina
– -$1.24M -43,930 Closed