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PGIM Ultra Short Bond ETF
PULS

Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$1.29B +$171M +3,470,574 +15%
Morgan Stanley
2
Morgan Stanley
New York
$957M +$528M +10,696,314 +123%
Bank of America
3
Bank of America
North Carolina
$375M -$14.5M -294,275 -4%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$303M -$75.8M -1,534,647 -20%
LPL Financial
5
LPL Financial
California
$203M +$50.1M +1,013,598 +33%
Wells Fargo
6
Wells Fargo
California
$183M +$26.8M +542,492 +17%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$131M +$73.8M +1,493,793 +128%
Prudential Financial
8
Prudential Financial
New Jersey
$128M – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$109M +$8.4M +169,985 +8%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$98.7M +$1.78M +36,109 +2%
UBS Group
11
UBS Group
Switzerland
$83.5M -$744K -15,056 -0.9%
Renaissance Technologies
12
Renaissance Technologies
New York
$77.5M +$27.2M +551,300 +54%
CA
13
Crane Advisory
California
$45.4M +$3.73M +75,469 +9%
Osaic Holdings
14
Osaic Holdings
Arizona
$44.1M -$12.3M -248,139 -22%
FTUS
15
Flow Traders U.S.
New York
$43.2M +$43.2M +873,909 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$38.1M +$6.82M +138,144 +22%
SGI
17
Summit Global Investments
Utah
$37.4M -$916K -18,545 -2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$36.3M -$2.79M -56,545 -7%
FHA
19
Flagship Harbor Advisors
Massachusetts
$34.5M +$29.1M +588,651 +538%
AC
20
Avestar Capital
New York
$30.9M +$1.81M +36,664 +6%
RJA
21
Raymond James & Associates
Florida
$28.6M +$1.4M +28,294 +5%
VIA
22
Vickerman Investment Advisors
Washington
$27.1M +$8.58M +173,717 +46%
CCWM
23
Correct Capital Wealth Management
Missouri
$26.6M +$26.6M +539,211 New
Stifel Financial
24
Stifel Financial
Missouri
$25.2M +$108K +2,190 +0.4%
CAN
25
Cetera Advisor Networks
California
$20.6M +$804K +16,264 +4%
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