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PGIM Ultra Short Bond ETF
PULS

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$255M +$17.5M +350,604 +7%
Prudential Financial
2
Prudential Financial
New Jersey
$125M +$321K +6,429 +0.3%
Morgan Stanley
3
Morgan Stanley
New York
$89.7M +$1.15M +23,136 +1%
OWM
4
Orgel Wealth Management
Wisconsin
$55.1M +$55.7M +1,116,158 New
Wells Fargo
5
Wells Fargo
California
$35.7M +$3.04M +60,983 +9%
LPL Financial
6
LPL Financial
California
$31M +$4.74M +94,975 +18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$28.9M -$3.01M -60,213 -9%
CFA
8
Carroll Financial Associates
North Carolina
$14.3M +$5.32M +106,552 +59%
CCA
9
Catalyst Capital Advisors
New York
$13.3M +$1.77M +35,555 +15%
Stifel Financial
10
Stifel Financial
Missouri
$11.4M +$1.34M +26,934 +13%
MWC
11
MBM Wealth Consultants
Missouri
$8.29M +$8.2M +164,378 +8,198%
Osaic Holdings
12
Osaic Holdings
Arizona
$8.01M -$822K -16,474 -9%
RJA
13
Raymond James & Associates
Florida
$7.52M +$191K +3,824 +3%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$7.2M +$270K +5,406 +4%
FWM
15
Foresight Wealth Management
Utah
$7M +$7.01M +140,395 New
HFM
16
Hartford Financial Management
Connecticut
$5.63M +$431K +8,628 +8%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$4.97M -$404K -8,088 -8%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.52M -$2.01M -40,327 -31%
Jane Street
19
Jane Street
New York
$4.13M +$3.36M +67,287 +432%
Citadel Advisors
20
Citadel Advisors
Florida
$4.09M +$4.1M +82,140 New
Truist Financial
21
Truist Financial
North Carolina
$2.98M +$900K +18,034 +43%
SIG
22
Sargent Investment Group
Maryland
$2.85M -$250K -5,000 -8%
IA
23
IFP Advisors
Florida
$2.5M – – –
OC
24
Oppenheimer & Co
New York
$1.84M +$659K +13,207 +56%
MFG
25
Merit Financial Group
Georgia
$1.27M -$99.8K -2,000 -7%
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