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PGIM Ultra Short Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
WS
401
Wedbush Securities
California
– -$2.12M -42,621 Closed
FAIM
402
Financial Advocates Investment Management
Washington
– -$1.47M -29,581 Closed
Millennium Management
403
Millennium Management
New York
– -$1.44M -28,917 Closed
TRCT
404
Tower Research Capital (TRC)
New York
– -$1.24M -25,000 Closed
OMC
405
Old Mission Capital
Illinois
– -$862K -17,319 Closed
SL
406
Systelligence LLC
Minnesota
– -$589K -11,841 Closed
RRA
407
Round Rock Advisors
Connecticut
– -$564K -11,332 Closed
FIM
408
Freedom Investment Management
Connecticut
– -$522K -10,497 Closed
VAG
409
VisionPoint Advisory Group
Texas
– -$402K -8,069 Closed
FTUS
410
Flow Traders U.S.
New York
– -$330K -6,630 Closed
BRWA
411
B. Riley Wealth Advisors
Florida
– -$292K -5,878 Closed
Cerity Partners
412
Cerity Partners
New York
– -$273K -5,491 Closed
IPWA
413
International Private Wealth Advisors
California
– -$258K -5,182 Closed
IA
414
IAM Advisory
Pennsylvania
– -$235K -4,729 Closed
CCFM
415
Clear Creek Financial Management
Washington
– -$231K -4,640 Closed
PFG
416
Prospect Financial Group
Virginia
– -$229K -4,595 Closed
GFG
417
Goldstone Financial Group
Illinois
– -$219K -4,410 Closed
Corient Private Wealth
418
Corient Private Wealth
Florida
– -$219K -4,405 Closed
CCA
419
Cora Capital Advisors
New Jersey
– -$216K -4,350 Closed
Creative Planning
420
Creative Planning
Kansas
– -$202K -4,066 Closed
EWM
421
Evolution Wealth Management
Florida
– -$21.3K -429 Closed
SVCP
422
Silicon Valley Capital Partners
California
– -$12.3K -247 Closed
SS
423
Sunbelt Securities
Texas
– -$5.45K -110 Closed
BCMLT
424
Beacon Capital Management LLC (Tennessee)
Tennessee
– -$4.98K -100 Closed
NFSG
425
Newbridge Financial Services Group
Florida
– -$3.08K -62 Closed