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Innovator US Equity Power Buffer ETF September
PSEP

160 hedge funds and large institutions have $570M invested in Innovator US Equity Power Buffer ETF September in 2023 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 50 increasing their positions, 46 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 10

11% more capital invested

Capital invested by funds: $511M → $570M (+$58.3M)

5% more funds holding

Funds holding: 153 → 160 (+7)

9% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 46

0.71% more ownership

Funds ownership: 74.34% → 75.06% (+0.71%)

0% more funds holding in top 10

Funds holding in top 10: 6 → 6 (0)

Holders
160
Holders Change
+7
Holders Change %
+4.58%
% of All Funds
2.33%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
20
Increased
50
Reduced
46
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
+$11.1M
2
SWPG
Strategic Wealth Partners Group
Illinois
+$7.72M
3
PCM
Penserra Capital Management
California
+$5.68M
4
LPL Financial
LPL Financial
California
+$3.65M
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$3.1M

Top Sellers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$4.57M
2
AllianceBernstein
AllianceBernstein
Tennessee
-$3.08M
3
MCM
MAI Capital Management
Ohio
-$2.15M
4
FMWA
Forvis Mazars Wealth Advisors
Missouri
-$1.77M
5
CHC
City Holding Co
West Virginia
-$1.44M
Name Holding Trade Value Shares
Change 		Change in
Stake
LJAC
51
L.J. Altfest & Co
New York
$2.06M -$168K -5,051 -8%
BWM
52
BCS Wealth Management
Tennessee
$2.04M -$306K -9,188 -14%
PFA
53
Pathway Financial Advisors
Vermont
$1.93M – – –
KWS
54
Keystone Wealth Services
California
$1.93M -$212K -6,350 -10%
PWMG
55
Pinnacle Wealth Management Group
Michigan
$1.91M +$61.3K +1,840 +3%
BWM
56
BCGM Wealth Management
Indiana
$1.86M – – –
OIA
57
OneDigital Investment Advisors
Kansas
$1.77M +$366K +11,000 +28%
CHC
58
City Holding Co
West Virginia
$1.71M -$1.44M -43,200 -47%
CIA
59
Cape Investment Advisory
Georgia
$1.71M – – –
AAS
60
Avantax Advisory Services
Texas
$1.68M -$723K -21,700 -31%
MML Investors Services
61
MML Investors Services
Massachusetts
$1.49M +$192K +5,751 +16%
OCFG
62
O'Connor Financial Group
Illinois
$1.45M +$1.83K +55 +0.1%
AWM
63
Apollon Wealth Management
South Carolina
$1.32M – – –
BWM
64
Brown Wealth Management
Illinois
$1.3M +$192K +5,755 +18%
CAPTRUST Financial Advisors
65
CAPTRUST Financial Advisors
North Carolina
$1.22M -$4K -120 -0.3%
OMC
66
Old Mission Capital
Illinois
$1.15M +$1.1M +32,976 New
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
$1.04M +$518K +15,563 +109%
Cetera Investment Advisers
68
Cetera Investment Advisers
Illinois
$999K -$1.06M -31,725 -52%
CFS
69
CRA Financial Services
New Jersey
$879K -$62.5K -1,875 -7%
BFC
70
Bedel Financial Consulting
Indiana
$866K – – –
SWM
71
Sugarloaf Wealth Management
Georgia
$844K -$8.33K -250 -1%
SPWM
72
Straight Path Wealth Management
Michigan
$789K +$756K +22,711 New
FA
73
FSA Advisors
Michigan
$770K +$738K +22,161 New
PFGIA
74
Patriot Financial Group Insurance Agency
Massachusetts
$762K +$141K +4,240 +24%
CCM
75
Coldstream Capital Management
Washington
$700K – – –
1 2
3
4 5

PSEP Hedge Fund Activity: Q4 2023 in Review

160 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q4 2023, worth a combined $570M — up 11% from $511M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PSEP positions and 10 closed out — a net gain of 10 holders — while 50 added to existing stakes and 46 trimmed.

The largest buyer was Brookstone Capital Management, adding an estimated $11.1M. The largest seller was Janney Montgomery Scott, cutting an estimated $4.57M.

  • 160 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q4 2023, up from 153 in Q3 2023.
  • Funds reported $570M of Innovator US Equity Power Buffer ETF September stock for Q4 2023, up 11% quarter-over-quarter.
  • 20 funds opened new Innovator US Equity Power Buffer ETF September positions in Q4 2023 and 10 closed out, a net change of +10 holders.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q4 2023 was Brookstone Capital Management, an estimated $11.1M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q4 2023 was Janney Montgomery Scott, an estimated $4.57M sold.

Based on aggregated 13F filings for Q4 2023.