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Innovator US Equity Power Buffer ETF September
PSEP

81 hedge funds and large institutions have $167M invested in Innovator US Equity Power Buffer ETF September in 2021 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 30 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

88% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 16

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

46% more capital invested

Capital invested by funds: $114M → $167M (+$52.8M)

37% more funds holding

Funds holding: 59 → 81 (+22)

15.6% more ownership

Funds ownership: 45.21% → 60.81% (+16%)

Holders
81
Holders Change
+22
Holders Change %
+37.29%
% of All Funds
1.42%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
30
Increased
30
Reduced
16
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCS
Personal CFO Solutions
New Jersey
+$23.4M
2
AllianceBernstein
AllianceBernstein
Tennessee
+$15.1M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$5.93M
4
Osaic Holdings
Osaic Holdings
Arizona
+$3.22M
5
HCIA
Hochman Cole Investment Advisors
Illinois
+$3.18M

Top Sellers

1
OMC
Old Mission Capital
Illinois
-$9.72M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.12M
3
SIA
Soltis Investment Advisors
Utah
-$2.03M
4
CFA
Carroll Financial Associates
North Carolina
-$1.98M
5
CAN
Cetera Advisor Networks
California
-$1.41M
Name Holding Trade Value Shares
Change 		Change in
Stake
Janney Montgomery Scott
51
Janney Montgomery Scott
Pennsylvania
$428K +$181K +6,113 +71%
FFG
52
Frisch Financial Group
New York
$424K +$68.5K +2,320 +19%
Citadel Advisors
53
Citadel Advisors
Florida
$420K -$5.12M -173,346 -92%
CFA
54
Carroll Financial Associates
North Carolina
$415K -$1.98M -66,932 -82%
AAP
55
Arax Advisory Partners
Colorado
$404K -$115K -3,907 -22%
VA
56
Valmark Advisers
Ohio
$372K +$379K +12,818 New
5L
57
55I LLC
Massachusetts
$345K +$351K +11,870 New
HI
58
Harbour Investments
Wisconsin
$295K -$9.33K -316 -3%
WCG
59
Weaver Consulting Group
California
$257K +$261K +8,848 New
FCFC
60
First Commonwealth Financial Corp
Pennsylvania
$246K +$250K +8,452 New
MML Investors Services
61
MML Investors Services
Massachusetts
$245K +$249K +8,425 New
SSW
62
Smith Shellnut Wilson
Mississippi
$244K +$248K +8,400 New
CPIG
63
Chicago Partners Investment Group
Illinois
$232K +$228K +7,731 New
PWMG
64
Pinnacle Wealth Management Group
Michigan
$225K +$229K +7,740 New
BFC
65
Bedel Financial Consulting
Indiana
$206K +$112K +3,809 +116%
MSFS
66
Main Street Financial Solutions
Pennsylvania
$206K +$210K +7,100 New
Koshinski Asset Management
67
Koshinski Asset Management
Illinois
$171K +$174K +5,900 New
OCM
68
Orion Capital Management
California
$169K +$172K +5,810 New
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$144K +$112K +3,800 +333%
SWM
70
Spire Wealth Management
Virginia
$126K +$128K +4,340 New
NFG
71
Next Financial Group
Texas
$108K +$34.7K +1,175 +46%
Morgan Stanley
72
Morgan Stanley
New York
$106K – – –
OIA
73
Optimum Investment Advisors
Illinois
$99K +$100K +3,400 New
APA
74
American Portfolios Advisors
New York
$78.4K +$79.7K +2,700 New
BFEC
75
Benjamin F. Edwards & Company
Missouri
$62K +$62.6K +2,120 New
1 2
3
4

PSEP Hedge Fund Activity: Q3 2021 in Review

81 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q3 2021, worth a combined $167M — up 46% from $114M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEP positions and 8 closed out — a net gain of 22 holders — while 30 added to existing stakes and 16 trimmed.

The largest buyer was Personal CFO Solutions, opening a new position worth an estimated $23.4M. The largest seller was Old Mission Capital, cutting an estimated $9.72M.

  • 81 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q3 2021, up from 59 in Q2 2021.
  • Funds reported $167M of Innovator US Equity Power Buffer ETF September stock for Q3 2021, up 46% quarter-over-quarter.
  • 30 funds opened new Innovator US Equity Power Buffer ETF September positions in Q3 2021 and 8 closed out, a net change of +22 holders.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q3 2021 was Personal CFO Solutions, an estimated $23.4M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q3 2021 was Old Mission Capital, an estimated $9.72M sold.

Based on aggregated 13F filings for Q3 2021.