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Innovator US Equity Power Buffer ETF September
PSEP

72 hedge funds and large institutions have $187M invested in Innovator US Equity Power Buffer ETF September in 2021 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.89% more ownership

Funds ownership: 62.26% → 67.15% (+4.9%)

5% less funds holding

Funds holding: 76 → 72 (-4)

5% less capital invested

Capital invested by funds: $198M → $187M (-$10.7M)

29% less funds holding in top 10

Funds holding in top 10: 7 → 5 (-2)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

65% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 31

Holders
72
Holders Change
-4
Holders Change %
-5.26%
% of All Funds
1.26%
Holding in Top 10
5
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-28.57%
% of All Funds
0.09%
New
7
Increased
11
Reduced
31
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$9.3M
2
AIC
Ameritas Investment Company
Nebraska
+$2.24M
3
PCM
Penserra Capital Management
California
+$1.42M
4
WP
WealthPLAN Partners
Nebraska
+$753K
5
OMC
Old Mission Capital
Illinois
+$500K

Top Sellers

1
PCS
Personal CFO Solutions
New Jersey
-$7.82M
2
CFA
Carroll Financial Associates
North Carolina
-$3.46M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.44M
4
SI
Stephens Inc
Arkansas
-$3.35M
5
OWA
Outlook Wealth Advisors
Texas
-$3.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
Truist Financial
26
Truist Financial
North Carolina
$1.16M – – –
ICG
27
InterOcean Capital Group
Tennessee
$1.08M – – –
CCM
28
Covington Capital Management
California
$912K – – –
KAS
29
Kestra Advisory Services
Texas
$838K -$670K -23,746 -45%
DFA
30
DHJJ Financial Advisors
Illinois
$764K -$28 -1 -0%
LNC
31
Lincoln National Corp
Pennsylvania
$750K -$230K -8,159 -24%
OMC
32
Old Mission Capital
Illinois
$716K +$500K +17,718 +247%
AIC
33
Archer Investment Corporation
Indiana
$690K -$14.1K -500 -2%
IA
34
IFP Advisors
Florida
$680K -$427K -15,120 -39%
BA
35
Bluesphere Advisors
Pennsylvania
$658K +$25.1K +889 +4%
Jane Street
36
Jane Street
New York
$637K +$323K +11,442 +107%
AAS
37
Avantax Advisory Services
Texas
$585K +$22.3K +790 +4%
TFS
38
TrustCore Financial Services
Tennessee
$581K – – –
CA
39
Cetera Advisors
Colorado
$560K -$53.6K -1,900 -9%
FFN
40
Focus Financial Network
Minnesota
$540K -$2.06K -73 -0.4%
RTS
41
Round Table Services
New Jersey
$481K -$105K -3,719 -18%
5L
42
55I LLC
Massachusetts
$401K +$394K +13,960 New
FFG
43
Frisch Financial Group
New York
$396K – – –
AIA
44
Alera Investment Advisors
Illinois
$395K – – –
MIAN
45
Mariner Independent Advisor Network
Kansas
$353K – – –
NFG
46
Nations Financial Group
Iowa
$344K – – –
Cetera Investment Advisers
47
Cetera Investment Advisers
Illinois
$342K -$9.06K -321 -3%
VWA
48
Visionary Wealth Advisors
Illinois
$339K -$790 -28 -0.2%
HI
49
Harbour Investments
Wisconsin
$289K +$284K +10,070 New
FWIA
50
Fort Washington Investment Advisors
Ohio
$279K -$42.3K -1,500 -13%
1
2
3 4

PSEP Hedge Fund Activity: Q1 2021 in Review

72 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF September (PSEP) for Q1 2021, worth a combined $187M — down 5.4% from $198M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PSEP and 7 opened new positions — a net loss of 3 holders — while 31 trimmed existing stakes and 11 added.

The largest buyer was Citadel Advisors, adding an estimated $9.3M. The largest seller was Personal CFO Solutions, exiting entirely with an estimated $7.82M sold.

  • 72 institutional investors held Innovator US Equity Power Buffer ETF September (PSEP) as of Q1 2021, down from 76 in Q4 2020.
  • Funds reported $187M of Innovator US Equity Power Buffer ETF September stock for Q1 2021, down 5.4% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Power Buffer ETF September positions in Q1 2021 and 10 closed out, a net change of -3 holders.
  • The largest Innovator US Equity Power Buffer ETF September buyer in Q1 2021 was Citadel Advisors, an estimated $9.3M added.
  • The largest Innovator US Equity Power Buffer ETF September seller in Q1 2021 was Personal CFO Solutions, an estimated $7.82M sold.

Based on aggregated 13F filings for Q1 2021.