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Innovator US Equity Power Buffer ETF October
POCT

167 hedge funds and large institutions have $605M invested in Innovator US Equity Power Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 71 increasing their positions, 28 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

860% more first-time investments, than exits

New positions opened: 48 | Existing positions closed: 5

154% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 28

125% more funds holding in top 10

Funds holding in top 10: 4 → 9 (+5)

83% more capital invested

Capital invested by funds: $330M → $605M (+$275M)

33% more funds holding

Funds holding: 126 → 167 (+41)

6.2% less ownership

Funds ownership: 83.05% → 76.85% (-6.2%)

Holders
167
Holders Change
+41
Holders Change %
+32.54%
% of All Funds
2.43%
Holding in Top 10
9
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+125%
% of All Funds
0.13%
New
48
Increased
71
Reduced
28
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCA
Stuart Chaussee & Associates
California
+$91.4M
2
GSIS
Global Strategic Investment Solutions
Arizona
+$24.4M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$12M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$10.4M
5
TC
TownSquare Capital
Utah
+$8.6M

Top Sellers

1
AllianceBernstein
AllianceBernstein
Tennessee
-$8.81M
2
EWM
Elmwood Wealth Management
California
-$1.81M
3
AAS
Avantax Advisory Services
Texas
-$942K
4
AAM
American Asset Management
Florida
-$824K
5
FMWA
Forvis Mazars Wealth Advisors
Missouri
-$792K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
126
Atticus Wealth Management
Florida
$306K – – –
BWM
127
BCGM Wealth Management
Indiana
$304K – – –
SFA
128
Sequoia Financial Advisors
Ohio
$292K +$61.8K +1,774 +28%
XF
129
XML Financial
Maryland
$289K – – –
ML
130
McAdam LLC
Pennsylvania
$284K +$35.8K +1,029 +15%
HI
131
Harbour Investments
Wisconsin
$276K +$194K +5,576 +269%
SWA
132
Stratos Wealth Advisors
Ohio
$273K -$70.1K -2,012 -21%
SPIA
133
Steward Partners Investment Advisory
New York
$257K – – –
CWG
134
Crown Wealth Group
North Carolina
$252K +$243K +6,978 New
AC
135
Applied Capital
Arkansas
$252K +$243K +6,968 New
AAM
136
American Asset Management
Florida
$251K -$824K -23,655 -77%
AWM
137
Apollon Wealth Management
South Carolina
$236K – – –
MCM
138
Mitchell Capital Management
Kansas
$233K +$224K +6,440 New
MW
139
MBL Wealth
North Carolina
$217K +$35 +1 +0%
FCCM
140
First City Capital Management
Georgia
$210K +$203K +5,820 New
WIA
141
World Investment Advisors
California
$207K +$199K +5,720 New
DWM
142
Dakota Wealth Management
Florida
$206K +$199K +5,700 New
Royal Bank of Canada
143
Royal Bank of Canada
Ontario, Canada
$193K +$186K +5,352 New
ASN
144
Advisory Services Network
Georgia
$157K +$152K +4,357 New
CPA
145
Clear Point Advisors
New York
$137K +$132K +3,793 New
RCM
146
Raleigh Capital Management
North Carolina
$127K +$123K +3,522 New
PS
147
Principal Securities
Iowa
$123K +$118K +3,392 New
BFEC
148
Benjamin F. Edwards & Company
Missouri
$118K +$109K +3,141 +2,685%
Carson Wealth (CWM LLC)
149
Carson Wealth (CWM LLC)
Nebraska
$109K – – –
CA
150
Clearstead Advisors
Ohio
$84.2K -$81.2K -2,330 -50%
3 4 5
6
7

POCT Hedge Fund Activity: Q4 2023 in Review

167 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF October (POCT) for Q4 2023, worth a combined $605M — up 83% from $330M a quarter earlier.

Buyers outnumbered sellers: 48 funds opened new POCT positions and 5 closed out — a net gain of 43 holders — while 71 added to existing stakes and 28 trimmed.

The largest buyer was Stuart Chaussee & Associates, opening a new position worth an estimated $91.4M. The largest seller was AllianceBernstein, cutting an estimated $8.81M.

  • 167 institutional investors held Innovator US Equity Power Buffer ETF October (POCT) as of Q4 2023, up from 126 in Q3 2023.
  • Funds reported $605M of Innovator US Equity Power Buffer ETF October stock for Q4 2023, up 83% quarter-over-quarter.
  • 48 funds opened new Innovator US Equity Power Buffer ETF October positions in Q4 2023 and 5 closed out, a net change of +43 holders.
  • The largest Innovator US Equity Power Buffer ETF October buyer in Q4 2023 was Stuart Chaussee & Associates, an estimated $91.4M added.
  • The largest Innovator US Equity Power Buffer ETF October seller in Q4 2023 was AllianceBernstein, an estimated $8.81M sold.

Based on aggregated 13F filings for Q4 2023.