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Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
Simplex Trading
76
Simplex Trading
Illinois
$14K -$12.6K -3,773 -45%
Bessemer Group
77
Bessemer Group
New Jersey
$14K – – –
Global Retirement Partners
78
Global Retirement Partners
California
$7K – – –
WB
79
Webster Bank
Connecticut
$6K -$5.86K -1,750 -47%
OSNBOA
80
Old Second National Bank of Aurora
Illinois
$5K – – –
WAS
81
Winch Advisory Services
Wisconsin
$3K +$107 +32 +3%
RE
82
RBC Europe
United Kingdom
$2.19K – – –
Sowell Financial Services
83
Sowell Financial Services
Arkansas
$2K – – –
CFGS
84
Concourse Financial Group Securities
Alabama
$2K +$2.51K +750 New
DI
85
Disciplined Investments
Oklahoma
$1K +$1.18K +351 New
BRWM
86
B. Riley Wealth Management
Tennessee
– -$1.65M -468,696 Closed
Millennium Management
87
Millennium Management
New York
– -$797K -227,133 Closed
Kennedy Capital Management
88
Kennedy Capital Management
Missouri
– -$685K -195,296 Closed
QCIG
89
Quad-Cities Investment Group
Iowa
– -$97K -27,765 Closed
Private Advisor Group
90
Private Advisor Group
New Jersey
– -$92K -26,226 Closed
SGI
91
Summit Global Investments
Utah
– -$46K -13,005 Closed
Lido Advisors
92
Lido Advisors
California
– -$38K -10,500 Closed
Cambridge Investment Research Advisors
93
Cambridge Investment Research Advisors
Iowa
– -$37K -10,416 Closed
Cetera Advisor Networks
94
Cetera Advisor Networks
California
– -$12K -3,362 Closed
Procyon Advisors
95
Procyon Advisors
Connecticut
– -$7K -2,000 Closed
Valeo Financial Advisors
96
Valeo Financial Advisors
Indiana
– -$7K -1,967 Closed
Group One Trading
97
Group One Trading
Illinois
– -$6K -1,600 Closed
BC
98
Barnett & Company
Tennessee
– -$4K -1,200 Closed
FHA
99
Flagship Harbor Advisors
Massachusetts
– -$1K -554 Closed