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PNNT

Pennant Park Investment Corp

Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
76
SG Americas Securities
New York
$104K -$8.41K -1,300 -8%
SG
77
Societe Generale
$104K +$98.2K +15,183 New
EFS
78
Essex Financial Services
Connecticut
$104K +$99K +15,300 New
VKH
79
Virtu KCG Holdings
New York
$102K +$97K +14,989 New
TC
80
TFS Capital
Pennsylvania
$88K -$12.3K -1,908 -13%
IA
81
IFP Advisors
Florida
$83K +$70K +10,826 +837%
Commonwealth Equity Services
82
Commonwealth Equity Services
Massachusetts
$80K -$12.6K -1,943 -14%
Goldman Sachs
83
Goldman Sachs
New York
$79K -$44.5K -6,882 -37%
Stifel Financial
84
Stifel Financial
Missouri
$74K +$5.17K +800 +8%
Manulife (Manufacturers Life Insurance)
85
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$72K -$852K -131,760 -93%
HPC
86
HM Payson & Co
Maine
$69K
ASN
87
Advisory Services Network
Georgia
$65K +$29.1K +4,500 +90%
Deutsche Bank
88
Deutsche Bank
Germany
$41K -$9.68K -1,496 -20%
AIP
89
Ameritas Investment Partners
Nebraska
$35K
ST
90
Spot Trading
Illinois
$30K -$87.5K -13,534 -76%
Bessemer Group
91
Bessemer Group
New Jersey
$30K
GXMC
92
Global X Management Company
New York
$29K +$9.56K +1,478 +53%
PCM
93
Prelude Capital Management
New York
$29K +$27.8K +4,300 New
Creative Planning
94
Creative Planning
Kansas
$26K +$9.06K +1,400 +59%
US Bancorp
95
US Bancorp
Minnesota
$25K
First Manhattan
96
First Manhattan
New York
$20K
HR
97
Howe & Rusling
New York
$14K
NSIM
98
North Star Investment Management
Illinois
$14K +$12.9K +2,000 New
OSNBOA
99
Old Second National Bank of Aurora
Illinois
$12K +$4.54K +702 +70%
JC
100
JBF Capital
Colorado
$10K