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Plug Power
PLUG

125 hedge funds and large institutions have $135M invested in Plug Power in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 41 increasing their positions, 38 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 38

0% more call options, than puts

Call options by funds: $32M | Put options by funds: $32M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less funds holding

Funds holding: 128 → 125 (-3)

9% less capital invested

Capital invested by funds: $148M → $135M (-$13.3M)

14% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 22

Holders
125
Holders Change
-3
Holders Change %
-2.34%
% of All Funds
3.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
41
Reduced
38
Closed
22
Calls
$32M
Puts
$32M
Net Calls
+$35K
Net Calls Change
-$6.3M

Top Buyers

1
Northern Trust
Northern Trust
Illinois
+$6.57M
2
GCP
GSA Capital Partners
United Kingdom
+$1.36M
3
ECM
Empire Capital Management
Connecticut
+$1.19M
4
DCM
Dialectic Capital Management
Connecticut
+$813K
5
Charles Schwab
Charles Schwab
California
+$808K

Top Sellers

1
UPA
Union Point Advisors
California
-$3.59M
2
ST
Spot Trading
Illinois
-$2.77M
3
Deutsche Bank
Deutsche Bank
Germany
-$2.65M
4
Morgan Stanley
Morgan Stanley
New York
-$1.63M
5
JP Morgan Chase
JP Morgan Chase
New York
-$1.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
ARTA
51
A.R.T. Advisors
New York
$403K -$370K -71,858 -45%
BCM
52
Bluefin Capital Management
New York
$403K +$243K +47,189 +116%
MSU
53
Mizuho Securities USA
New York
$390K +$438K +85,000 New
Citadel Advisors
54
Citadel Advisors
Florida
$382K -$90K -17,455 -17%
Deutsche Bank
55
Deutsche Bank
Germany
$359K -$2.65M -513,633 -87%
U
56
UBS
Switzerland
$345K +$156K +30,327 +67%
State Board of Administration of Florida Retirement System
57
State Board of Administration of Florida Retirement System
Florida
$328K – – –
Dimensional Fund Advisors
58
Dimensional Fund Advisors
Texas
$327K -$16K -3,100 -4%
ProShare Advisors
59
ProShare Advisors
Maryland
$301K -$76.5K -14,832 -18%
Nomura Holdings
60
Nomura Holdings
Japan
$248K -$86.3K -16,736 -24%
EHC
61
Everett Harris & Co
California
$248K – – –
PAG
62
Private Advisor Group
New Jersey
$235K +$52.1K +10,100 +25%
DC
63
Deere & Company
Illinois
$219K – – –
UBS AM
64
UBS AM
Illinois
$215K +$19.6K +3,800 +9%
New York State Common Retirement Fund
65
New York State Common Retirement Fund
New York
$152K +$171K +33,200 New
Principal Financial Group
66
Principal Financial Group
Iowa
$147K – – –
MTIM
67
Marathon Trading Investment Management
Pennsylvania
$141K -$21.6K -4,200 -12%
HAIM
68
Hunter Associates Investment Management
Pennsylvania
$138K +$155K +30,000 New
MHP
69
Manatuck Hill Partners
Connecticut
$128K – – –
Royal Bank of Canada
70
Royal Bank of Canada
Ontario, Canada
$109K -$209K -40,450 -63%
BPBT
71
Boston Private Bank & Trust
Massachusetts
$104K +$1.8K +350 +2%
Millennium Management
72
Millennium Management
New York
$101K -$444K -86,206 -80%
Canada Life
73
Canada Life
Manitoba, Canada
$101K +$92.7K +17,975 +557%
WAM
74
Wolverine Asset Management
Illinois
$97K +$72.2K +14,000 +192%
US Bancorp
75
US Bancorp
Minnesota
$94K +$100K +19,445 +1,768%
1 2
3
4 5

PLUG Hedge Fund Activity: Q3 2014 in Review

125 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Plug Power (PLUG) for Q3 2014, worth a combined $135M — down 9% from $148M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of PLUG and 19 opened new positions — a net loss of 3 holders — while 38 trimmed existing stakes and 41 added.

The largest buyer was Northern Trust, adding an estimated $6.57M. The largest seller was Union Point Advisors, exiting entirely with an estimated $3.59M sold.

  • 125 institutional investors held Plug Power (PLUG) as of Q3 2014, down from 128 in Q2 2014.
  • Funds reported $135M of Plug Power stock for Q3 2014, down 9% quarter-over-quarter.
  • 19 funds opened new Plug Power positions in Q3 2014 and 22 closed out, a net change of -3 holders.
  • The largest Plug Power buyer in Q3 2014 was Northern Trust, an estimated $6.57M added.
  • The largest Plug Power seller in Q3 2014 was Union Point Advisors, an estimated $3.59M sold.

Based on aggregated 13F filings for Q3 2014.