Mizuho Securities USA’s Plug Power PLUG Stock Holding History

Mizuho Securities USA’s Portfolio PLUG Stock Details PLUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-50,000	Closed	-$60K	–	228
2016 Q4	$60K	Hold	50,000	–	–	﹤0.01%	190
2016 Q3	$86K	Hold	50,000	–	–	0.01%	177
2016 Q2	$93K	Buy	+50,000	New	+$95.4K	0.01%	178
2015 Q1	–	Sell	-105,000	Closed	-$315K	–	256
2014 Q4	$315K	Buy	105,000 +20,000	+24%	+$79.6K	0.03%	206
2014 Q3	$390K	Buy	+85,000	New	+$438K	0.05%	102

Other funds holding PLUG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 57.61% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Mizuho Securities USA's PLUG Position: Q1 2017 in Review

Mizuho Securities USA sold out of Plug Power (PLUG) in Q1 2017, closing a stake of 50,000 shares — an estimated $60K sold.

Mizuho Securities USA first reported a position in PLUG in Q3 2014 and held it in 5 quarters. The position peaked at $390K in Q3 2014. 111 funds tracked by Wall St. Rank hold PLUG as of Q1 2017.

Mizuho Securities USA reported no remaining Plug Power position as of Q1 2017 after selling out during the quarter.
Mizuho Securities USA sold 50,000 Plug Power shares in Q1 2017, an estimated $60K.
Mizuho Securities USA first reported a position in Plug Power in Q3 2014 and held it in 5 quarters.
Mizuho Securities USA's Plug Power position peaked at $390K in Q3 2014.
111 funds tracked by Wall St. Rank held Plug Power as of Q1 2017.

Based on Mizuho Securities USA's 13F filing for Q1 2017, filed 5 May 2017.