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Plug Power
PLUG

125 hedge funds and large institutions have $135M invested in Plug Power in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 41 increasing their positions, 38 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 38

0% more call options, than puts

Call options by funds: $32M | Put options by funds: $32M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2% less funds holding

Funds holding: 128 → 125 (-3)

9% less capital invested

Capital invested by funds: $148M → $135M (-$13.3M)

14% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 22

Holders
125
Holders Change
-3
Holders Change %
-2.34%
% of All Funds
3.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
19
Increased
41
Reduced
38
Closed
22
Calls
$32M
Puts
$32M
Net Calls
+$35K
Net Calls Change
-$6.3M

Top Buyers

1
Northern Trust
Northern Trust
Illinois
+$6.57M
2
GCP
GSA Capital Partners
United Kingdom
+$1.36M
3
ECM
Empire Capital Management
Connecticut
+$1.19M
4
DCM
Dialectic Capital Management
Connecticut
+$813K
5
Charles Schwab
Charles Schwab
California
+$808K

Top Sellers

1
UPA
Union Point Advisors
California
-$3.59M
2
ST
Spot Trading
Illinois
-$2.77M
3
Deutsche Bank
Deutsche Bank
Germany
-$2.65M
4
Morgan Stanley
Morgan Stanley
New York
-$1.63M
5
JP Morgan Chase
JP Morgan Chase
New York
-$1.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$21.1M +$463K +89,764 +2%
BFA
2
BlackRock Fund Advisors
California
$16.3M -$888K -172,205 -5%
State Street
3
State Street
Massachusetts
$11.3M +$133K +25,829 +1%
BIT
4
BlackRock Institutional Trust
California
$9.02M -$459K -89,126 -4%
Northern Trust
5
Northern Trust
Illinois
$8.01M +$6.57M +1,274,531 +271%
Invesco
6
Invesco
Georgia
$4.24M -$411K -79,707 -8%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$3.92M +$188K +36,457 +4%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$3.86M -$1.12M -217,056 -21%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$3.56M +$198K +38,422 +5%
TCIM
10
TIAA CREF Investment Management
New York
$3.33M -$51K -9,885 -1%
Citigroup
11
Citigroup
New York
$3.21M +$578K +112,119 +19%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$2.45M +$10.8K +2,100 +0.4%
BIM
13
BlackRock Investment Management
Delaware
$2.43M +$30.8K +5,974 +1%
SCM
14
Seamans Capital Management
Massachusetts
$2.03M +$257K +49,800 +13%
RHBC
15
R.H. Bluestein & Co
Michigan
$2.02M -$302K -58,600 -12%
HCS
16
Harvest Capital Strategies
California
$2M -$593K -115,000 -21%
Charles Schwab
17
Charles Schwab
California
$1.84M +$808K +156,828 +64%
California State Teachers Retirement System (CalSTRS)
18
California State Teachers Retirement System (CalSTRS)
California
$1.41M +$15.7K +3,051 +1%
AQR Capital Management
19
AQR Capital Management
Connecticut
$1.4M +$239K +46,300 +18%
GCP
20
GSA Capital Partners
United Kingdom
$1.38M +$1.36M +263,700 +713%
AL
21
Airain Ltd
Guernsey
$1.33M +$462K +89,708 +45%
Legal & General Group
22
Legal & General Group
United Kingdom
$1.31M +$148K +28,636 +11%
Morgan Stanley
23
Morgan Stanley
New York
$1.25M -$1.63M -315,271 -54%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.2M -$79K -15,331 -6%
UOC
25
UBS O'Connor
Illinois
$1.15M +$387K +75,000 +43%
1
2 3 4 5

PLUG Hedge Fund Activity: Q3 2014 in Review

125 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Plug Power (PLUG) for Q3 2014, worth a combined $135M — down 9% from $148M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of PLUG and 19 opened new positions — a net loss of 3 holders — while 38 trimmed existing stakes and 41 added.

The largest buyer was Northern Trust, adding an estimated $6.57M. The largest seller was Union Point Advisors, exiting entirely with an estimated $3.59M sold.

  • 125 institutional investors held Plug Power (PLUG) as of Q3 2014, down from 128 in Q2 2014.
  • Funds reported $135M of Plug Power stock for Q3 2014, down 9% quarter-over-quarter.
  • 19 funds opened new Plug Power positions in Q3 2014 and 22 closed out, a net change of -3 holders.
  • The largest Plug Power buyer in Q3 2014 was Northern Trust, an estimated $6.57M added.
  • The largest Plug Power seller in Q3 2014 was Union Point Advisors, an estimated $3.59M sold.

Based on aggregated 13F filings for Q3 2014.