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Piper Sandler
PIPR

Overview Fund Activity

141 hedge funds and large institutions have $449M invested in Piper Sandler in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 35 increasing their positions, 55 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
141
Holders Change
-2
Holders Change %
-1.4%
% of All Funds
4.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
35
Reduced
55
Closed
17
Calls
$186K
Puts
$107K
Net Calls
+$79K
Net Calls Change
-$24K

Top Buyers

1
Pzena Investment Management
1
Pzena Investment Management
New York
$29.8M
2
BFA
2
BlackRock Fund Advisors
California
$41.6M
3
GC
3
Guggenheim Capital
Illinois
$2.17M
4
MSA
4
Mason Street Advisors
Wisconsin
$1.63M
5
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$32.4M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$3.67M
2
GWM
2
Greenwich Wealth Management
Connecticut
$6.81M
3
RA
3
Royce & Associates
New York
$20.8M
4
MCM
4
Maltese Capital Management
New York
$0
5
SFM
5
Systematic Financial Management
New Jersey
$5.69M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
126
WFG Advisors
Texas
$1K – – –
MA
127
MCF Advisors
Kentucky
$1K – – –
WT
128
Whittier Trust
California
$1K – – –
TFA
129
Transamerica Financial Advisors
Florida
$1K +$1K +1 New
WOC
130
West Oak Capital
California
$672 – – –
Manulife (Manufacturers Life Insurance)
131
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$491 -$6 -151 -1%
HCM
132
Highlander Capital Management
New Jersey
$475 – – –
MCM
133
Maltese Capital Management
New York
– -$3.09M -90,000 Closed
NAM
134
NorthCoast Asset Management
Connecticut
– -$839K -24,481 Closed
Capital Fund Management (CFM)
135
Capital Fund Management (CFM)
France
– -$390K -11,370 Closed
CIC
136
Cornercap Investment Counsel
Georgia
– -$373K -10,888 Closed
ProShare Advisors
137
ProShare Advisors
Maryland
– -$363K -10,599 Closed
PP
138
PDT Partners
New York
– -$357K -10,401 Closed
HAI
139
Hennessy Advisors Inc
California
– -$343K -10,000 Closed
TC
140
TFS Capital
Pennsylvania
– -$318K -9,261 Closed
EMG
141
Ellington Management Group
Connecticut
– -$309K -9,000 Closed
SO
142
STRS Ohio
Ohio
– -$295K -8,600 Closed
GCP
143
GSA Capital Partners
United Kingdom
– -$264K -7,700 Closed
SG Americas Securities
144
SG Americas Securities
New York
– -$104K -3,040 Closed
CAM
145
ClariVest Asset Management
California
– -$75K -2,200 Closed
SGAM
146
Smith Group Asset Management
Texas
– -$9K -255 Closed
RIA
147
Regal Investment Advisors
Michigan
– -$5K -150 Closed
YL
148
YCG LLC
Texas
– -$3K -114 Closed
Federated Hermes
149
Federated Hermes
Pennsylvania
– -$1K -16 Closed
2 3 4 5
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