Smith Group Asset Management’s Piper Sandler PIPR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-19,840	Closed	-$317K	–	471
2017 Q1	$317K	Hold	19,840	–	–	0.01%	221
2016 Q4	$360K	Sell	19,840 -720	-4%	-$11.4K	0.01%	208
2016 Q3	$248K	Buy	+20,560	New	+$224K	0.01%	228
2016 Q2	–	Sell	-16,720	Closed	-$207K	–	508
2016 Q1	$207K	Buy	+16,720	New	+$169K	0.01%	214
2015 Q3	–	Sell	-6,120	Closed	-$67K	–	427
2015 Q2	$67K	Buy	6,120 +520	+9%	+$6.49K	﹤0.01%	273
2015 Q1	$73K	Buy	5,600 +1,520	+37%	+$20.6K	﹤0.01%	315
2014 Q4	$59K	Hold	4,080	–	–	﹤0.01%	289
2014 Q3	$53K	Hold	4,080	–	–	﹤0.01%	249
2014 Q2	$53K	Buy	+4,080	New	+$45.9K	﹤0.01%	253
2013 Q4	–	Sell	-1,020	Closed	-$9K	–	431
2013 Q3	$9K	Hold	1,020	–	–	﹤0.01%	357
2013 Q2	$8K	Buy	+1,020	New	+$8.58K	﹤0.01%	360