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PIMCO High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Geneos Wealth Management
76
Geneos Wealth Management
Colorado
$12K -$32.3K -4,000 -72%
Allworth Financial
77
Allworth Financial
California
$11K – – –
FIA
78
FNY Investment Advisers
New York
$9K +$9.08K +1,125 New
FGAM
79
Financial Gravity Asset Management
Texas
$8K +$1.56K +193 +25%
CAC
80
Certified Advisory Corp
Florida
$7K – – –
RFA
81
Reilly Financial Advisors
California
$7K – – –
SWMG
82
Signature Wealth Management Group
Georgia
$6K – – –
Global Retirement Partners
83
Global Retirement Partners
California
$6K +$1.61K +200 +43%
SWM
84
SeaCrest Wealth Management
New York
$2K – – –
RCM
85
Rivernorth Capital Management
Florida
– -$2.95M -388,789 Closed
TJHA
86
Thomas J. Herzfeld Advisors
Florida
– -$674K -88,939 Closed
Citadel Advisors
87
Citadel Advisors
Florida
– -$247K -32,588 Closed
OTC
88
Opera Trading Capital
France
– -$153K -20,141 Closed
CCG
89
Ceeto Capital Group
Florida
– -$153K -20,000 Closed
SS
90
Sunbelt Securities
Texas
– -$146K -19,307 Closed
VF
91
Virtu Financial
New York
– -$115K -15,136 Closed
WIM
92
Westside Investment Management
California
– -$15.1K -2,000 Closed
UBS AM
93
UBS AM
Illinois
– -$14.3K -1,891 Closed
WPW
94
Winthrop Partners - WNY
New York
– -$7.88K -1,000 Closed
CAGAS
95
Capital Advisory Group Advisory Services
Minnesota
– -$3K -404 Closed
FHA
96
Flagship Harbor Advisors
Massachusetts
– +$32 +4 New