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PIMCO High Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
OC
51
Oppenheimer & Co
New York
$111K -$16.9K -1,985 -13%
CA
52
Cetera Advisors
Colorado
$103K – – –
BTS
53
BB&T Securities
Virginia
$98K +$6.87K +805 +7%
MWP
54
MYCIO Wealth Partners
Pennsylvania
$98K +$100K +11,732 New
MBTD
55
Mechanics Bank - Trust Department
California
$90K – – –
Ameriprise
56
Ameriprise
Minnesota
$86K -$171K -20,064 -66%
WT
57
Whittier Trust
California
$78K -$10.7K -1,250 -12%
GWM
58
Geneos Wealth Management
Colorado
$54K – – –
FWM
59
Focused Wealth Management
New York
$51K +$26.8K +3,143 +106%
FPS
60
Fieldpoint Private Securities
Connecticut
$46K +$47.4K +5,553 New
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$42K – – –
JCM
62
Jacobi Capital Management
Pennsylvania
$35K – – –
Thrivent Financial for Lutherans
63
Thrivent Financial for Lutherans
Minnesota
$31K +$32.2K +3,775 New
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$27K +$5.08K +596 +22%
HI
65
Hudock Inc
Pennsylvania
$26K – – –
Citigroup
66
Citigroup
New York
$18K -$14.5K -1,698 -44%
WIM
67
Westside Investment Management
California
$16.5K – – –
PCM
68
Penserra Capital Management
California
$13K -$2.5K -293 -15%
PWM
69
Perigon Wealth Management
California
$12K – – –
AF
70
Allworth Financial
California
$11K – – –
RFA
71
Reilly Financial Advisors
California
$7K – – –
AIP
72
Ameritas Investment Partners
Nebraska
$6K +$7K +821 New
GRP
73
Global Retirement Partners
California
$4K – – –
CWM
74
Concert Wealth Management
California
– -$187K -21,097 Closed
AA
75
Apriem Advisors
California
– -$98K -11,160 Closed