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Phathom Pharmaceuticals

84 hedge funds and large institutions have $220M invested in Phathom Pharmaceuticals in 2023 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 32 increasing their positions, 18 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

11,188% more call options, than puts

Call options by funds: $1.81M | Put options by funds: $16K

78% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 18

5.56% more ownership

Funds ownership: 67.79%73.35% (+5.6%)

6% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 18

3% less funds holding

Funds holding: 8784 (-3)

31% less capital invested

Capital invested by funds: $317M → $220M (-$96.9M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
84
Holders Change
-3
Holders Change %
-3.45%
% of All Funds
1.34%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
17
Increased
32
Reduced
18
Closed
18
Calls
$1.81M
Puts
$16K
Net Calls
+$1.79M
Net Calls Change
+$1.78M
Name Holding Trade Value Shares
Change
Change in
Stake
N
26
Nuveen
North Carolina
$773K +$3.14K +357 +0.3%
UOC
27
UBS O'Connor
Illinois
$715K +$879K +100,093 New
State of Wisconsin Investment Board
28
State of Wisconsin Investment Board
Wisconsin
$679K -$22.9K -2,612 -3%
Morgan Stanley
29
Morgan Stanley
New York
$669K +$215K +24,510 +35%
AI
30
Atom Investors
Texas
$618K +$761K +86,607 New
Bank of New York Mellon
31
Bank of New York Mellon
New York
$552K -$22.8K -2,598 -3%
PMAM
32
Penn Mutual Asset Management
Pennsylvania
$448K
CS
33
Candriam SCA
Luxembourg
$419K -$172K -19,579 -23%
HWAM
34
Hennion & Walsh Asset Management
New Jersey
$414K -$12K -1,364 -2%
Millennium Management
35
Millennium Management
New York
$413K +$508K +57,863 New
Goldman Sachs
36
Goldman Sachs
New York
$348K -$223K -25,331 -34%
Swiss National Bank
37
Swiss National Bank
Switzerland
$288K -$9.66K -1,100 -3%
Marshall Wace
38
Marshall Wace
United Kingdom
$265K +$326K +37,096 New
RhumbLine Advisers
39
RhumbLine Advisers
Massachusetts
$234K +$17.8K +2,029 +7%
OAM
40
Occidental Asset Management
California
$212K
Simplex Trading
41
Simplex Trading
Illinois
$209K +$258K +29,411 New
Two Sigma Investments
42
Two Sigma Investments
New York
$208K +$256K +29,100 New
AllianceBernstein
43
AllianceBernstein
Tennessee
$195K +$42.2K +4,800 +21%
California State Teachers Retirement System (CalSTRS)
44
California State Teachers Retirement System (CalSTRS)
California
$182K +$3.92K +446 +2%
IWA
45
Inspirion Wealth Advisors
Illinois
$166K -$176 -20 -0.1%
GCP
46
GSA Capital Partners
United Kingdom
$144K +$15.1K +1,715 +9%
Creative Planning
47
Creative Planning
Kansas
$143K +$176K +20,000 New
AF
48
Allworth Financial
California
$140K +$21K +2,388 +14%
CS
49
Credit Suisse
Switzerland
$119K +$10.7K +1,216 +8%
Deutsche Bank
50
Deutsche Bank
Germany
$116K +$47K +5,356 +49%

PHAT Hedge Fund Activity: Q1 2023 in Review

84 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Phathom Pharmaceuticals (PHAT) for Q1 2023, worth a combined $220M — down 31% from $317M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of PHAT and 17 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 32 added.

The largest buyer was Carlyle Group, opening a new position worth an estimated $25.8M. The largest seller was Rhenman & Partners Asset Management, exiting entirely with an estimated $2.64M sold.

  • 84 institutional investors held Phathom Pharmaceuticals (PHAT) as of Q1 2023, down from 87 in Q4 2022.
  • Funds reported $220M of Phathom Pharmaceuticals stock for Q1 2023, down 31% quarter-over-quarter.
  • 17 funds opened new Phathom Pharmaceuticals positions in Q1 2023 and 18 closed out, a net change of -1 holder.
  • The largest Phathom Pharmaceuticals buyer in Q1 2023 was Carlyle Group, an estimated $25.8M added.
  • The largest Phathom Pharmaceuticals seller in Q1 2023 was Rhenman & Partners Asset Management, an estimated $2.64M sold.

Based on aggregated 13F filings for Q1 2023.