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Invesco Financial Preferred ETF

108 hedge funds and large institutions have $164M invested in Invesco Financial Preferred ETF in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 108108 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

0.03% less ownership

Funds ownership: 11.65%11.62% (-0.03%)

2% less capital invested

Capital invested by funds: $168M → $164M (-$3.84M)

36% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 39

100% less call options, than puts

Call options by funds: $2K | Put options by funds: $2.18M

Holders
108
Holders Change
Holders Change %
0%
% of All Funds
3.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
25
Reduced
39
Closed
8
Calls
$2K
Puts
$2.18M
Net Calls
-$2.18M
Net Calls Change
-$1.83M
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
26
Regal Investment Advisors
Michigan
$1.28M +$47.8K +2,643 +4%
OC
27
Oppenheimer & Co
New York
$1.28M -$8.3K -459 -0.6%
VKH
28
Virtu KCG Holdings
New York
$1.21M -$1.4M -77,497 -54%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$1.12M +$249K +13,790 +29%
Citigroup
30
Citigroup
New York
$1.1M +$12.9K +715 +1%
PA
31
Pinnacle Associates
New York
$1.07M -$4.1K -227 -0.4%
ACP
32
Aviance Capital Partners
Florida
$919K -$83.2K -4,600 -8%
OIA
33
Optimum Investment Advisors
Illinois
$862K -$14.9K -825 -2%
ICAS
34
Investors Capital Advisory Services
Massachusetts
$860K -$17.1K -944 -2%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$842K +$19.8K +1,095 +2%
PMG
36
ProVise Management Group
Florida
$837K -$32.4K -1,794 -4%
CWM
37
Concert Wealth Management
California
$837K +$11.8K +650 +1%
FHA
38
First Horizon Advisors
Tennessee
$761K
FANJ
39
Financial Architects (New Jersey)
New Jersey
$694K -$9.04K -500 -1%
CAN
40
Cetera Advisor Networks
California
$654K -$197K -10,901 -23%
NFG
41
Noven Financial Group
Colorado
$619K +$39.6K +2,189 +7%
PAG
42
Private Advisor Group
New Jersey
$614K -$1.93K -107 -0.3%
DADC
43
D.A. Davidson & Co
Montana
$600K +$18.4K +1,020 +3%
MAS
44
Madden Advisory Services
Florida
$574K
AIG
45
American International Group
New York
$548K -$13.1K -727 -2%
HCM
46
Hollencrest Capital Management
California
$543K
BF
47
BOK Financial
Oklahoma
$542K +$13.1K +724 +2%
NDSI
48
Newman Dignan & Sheerar Inc
Rhode Island
$535K -$4.52K -250 -0.8%
DAM
49
Deltec Asset Management
New York
$522K
GAM
50
Gould Asset Management
California
$493K -$4.07K -225 -0.8%

PGF Hedge Fund Activity: Q3 2014 in Review

108 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco Financial Preferred ETF (PGF) for Q3 2014, worth a combined $164M — down 2.3% from $168M a quarter earlier.

Fund positioning in PGF was balanced in Q3 2014: 8 funds opened new positions, 8 closed out, 25 added to existing stakes and 39 trimmed.

The largest buyer was Capital Investment Advisors, adding an estimated $5.11M. The largest seller was William Blair & Company, exiting entirely with an estimated $3.7M sold.

  • 108 institutional investors held Invesco Financial Preferred ETF (PGF) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $164M of Invesco Financial Preferred ETF stock for Q3 2014, down 2.3% quarter-over-quarter.
  • 8 funds opened new Invesco Financial Preferred ETF positions in Q3 2014 and 8 closed out, a net change of 0 holders.
  • The largest Invesco Financial Preferred ETF buyer in Q3 2014 was Capital Investment Advisors, an estimated $5.11M added.
  • The largest Invesco Financial Preferred ETF seller in Q3 2014 was William Blair & Company, an estimated $3.7M sold.

Based on aggregated 13F filings for Q3 2014.