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PennyMac Financial
PFSI

Name Holding Trade Value Shares
Change 		Change in
Stake
Caption Management
176
Caption Management
Oklahoma
– -$1.47M -24,740 Closed
SEI Investments
177
SEI Investments
Pennsylvania
– -$636K -10,675 Closed
DA
178
Duality Advisers
Florida
– -$618K -10,363 Closed
Bridgewater Associates
179
Bridgewater Associates
Connecticut
– -$611K -10,245 Closed
Bank of Montreal
180
Bank of Montreal
Ontario, Canada
– -$482K -8,080 Closed
SWRP
181
Summit Wealth & Retirement Planning
California
– -$460K -7,725 Closed
Y-Intercept (HK)
182
Y-Intercept (HK)
Hong Kong
– -$448K -7,510 Closed
BCM
183
Bayesian Capital Management
New York
– -$339K -5,686 Closed
Mackenzie Financial
184
Mackenzie Financial
Ontario, Canada
– -$276K -4,624 Closed
AC
185
AXQ Capital
New Jersey
– -$255K -4,270 Closed
Advisors Asset Management
186
Advisors Asset Management
Colorado
– -$250K -4,187 Closed
Gotham Asset Management
187
Gotham Asset Management
New York
– -$248K -4,165 Closed
UBS O'Connor
188
UBS O'Connor
Illinois
– -$256K -4,035 Closed
QT
189
Quantamental Technologies
New York
– -$231K -3,875 Closed
WBC
190
Westpac Banking Corp
Australia
– -$64.3K -1,079 Closed
Lazard Asset Management
191
Lazard Asset Management
New York
– -$35K -595 Closed
Quilter Plc
192
Quilter Plc
United Kingdom
– -$248K -250 Closed
TCI Wealth Advisors
193
TCI Wealth Advisors
Arizona
– -$14K -235 Closed
Fifth Third Bancorp
194
Fifth Third Bancorp
Ohio
– -$13.6K -228 Closed
Northwestern Mutual Wealth Management
195
Northwestern Mutual Wealth Management
Wisconsin
– -$10.7K -179 Closed
Blue Trust Inc
196
Blue Trust Inc
Georgia
– -$5K -84 Closed
SC
197
Schubert & Co
Texas
– -$3.28K -55 Closed
Spire Wealth Management
198
Spire Wealth Management
Virginia
– -$3.28K -55 Closed
SFG
199
Steward Financial Group
Texas
– -$1K -33 Closed
AF
200
Advisornet Financial
Minnesota
– -$656 -11 Closed
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