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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
PHK
451
Point72 Hong Kong
Hong Kong
$4K +$4.88K +100 New
TSU
452
TD Securities (USA)
New York
$3K -$4.69K -96 -61%
CAW
453
Cornerstone Advisors (Washington)
Washington
$3K – – –
GXMC
454
Global X Management Company
New York
$3K – – –
PFBT
455
Parkside Financial Bank & Trust
Missouri
$2K -$342 -7 -13%
VCM
456
Versant Capital Management
Arizona
$2K +$2.39K +49 New
PCP
457
Proficio Capital Partners
Massachusetts
$2K +$2.64K +54 New
FAM
458
Formidable Asset Management
Ohio
$1K – – –
WCM
459
Wealthcare Capital Management
Virginia
$1K – – –
CFG
460
Citizens Financial Group
Rhode Island
$1K +$1.27K +26 New
MA
461
MUFG Americas
New York
$1K +$1.51K +31 New
RWM
462
Raffa Wealth Management
District of Columbia
$585 – – –
Capital International Investors
463
Capital International Investors
California
– -$45.4M -958,000 Closed
BCM
464
Bridgeway Capital Management
Texas
– -$8.18M -172,800 Closed
LBC
465
Lowe Brockenbrough & Co
Virginia
– -$4.73M -99,962 Closed
MAM
466
Martingale Asset Management
Massachusetts
– -$1.29M -27,227 Closed
CPIM
467
Columbia Partners Investment Management
Virginia
– -$897K -18,952 Closed
Natixis Advisors
468
Natixis Advisors
Massachusetts
– -$892K -18,834 Closed
PP
469
PDT Partners
New York
– -$676K -14,288 Closed
POA
470
Pergamon Offshore Advisors
New York
– -$648K -13,692 Closed
AIM
471
Assured Investment Management
New York
– -$603K -12,741 Closed
CC
472
Cipher Capital
New York
– -$595K -12,575 Closed
BFG
473
Beacon Financial Group
Texas
– -$527K -11,262 Closed
CLOS
474
Compagnie Lombard Odier SCmA
Switzerland
– -$478K -10,100 Closed
JIC
475
Johnson Investment Counsel
Ohio
– -$462K -9,773 Closed