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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
RFA
426
Reilly Financial Advisors
California
$4K
CHP
427
Cable Hill Partners
Oregon
$4K +$3.84K +74 New
CAW
428
Cornerstone Advisors (Washington)
Washington
$3K
ACS
429
Archford Capital Strategies
Illinois
$3K +$2.96K +57 New
FAM
430
Formidable Asset Management
Ohio
$2K +$2.07K +40 New
SEC
431
Seven Eight Capital
New York
$2K +$2.38K +46 New
RWM
432
Raffa Wealth Management
District of Columbia
$675
BRWA
433
B. Riley Wealth Advisors
Florida
$131 +$131K +2,524 New
SI
434
Scout Investments
Missouri
-$20.8M -396,711 Closed
BIM
435
BRC Investment Management
Colorado
-$18.6M -353,701 Closed
WI
436
WBI Investments
New Jersey
-$18.4M -349,886 Closed
PRCM
437
Pine River Capital Management
Minnesota
-$8.63M -164,497 Closed
BACM
438
Blue Arrow Capital Management
New York
-$7.88M -150,218 Closed
FP
439
Foundry Partners
Minnesota
-$4.73M -90,201 Closed
CMBA
440
C.M. Bidwell & Associates
Hawaii
-$3.59M -68,420 Closed
MAM
441
Meeder Asset Management
Ohio
-$1.67M -31,800 Closed
JAM
442
Jupiter Asset Management
United Kingdom
-$1.47M -28,000 Closed
LOAMS
443
Lombard Odier Asset Management (Switzerland)
Switzerland
-$1.27M -24,100 Closed
SCM
444
Sterling Capital Management
North Carolina
-$1.24M -23,634 Closed
RFC
445
Regions Financial Corp
Alabama
-$982K -18,716 Closed
IAM
446
Impax Asset Management
New Hampshire
-$981K -18,698 Closed
VIM
447
Veritas Investment Management
United Kingdom
-$866K -16,495 Closed
SB
448
Suntrust Banks
Georgia
-$658K -12,555 Closed
Verition Fund Management
449
Verition Fund Management
Connecticut
-$531K -10,124 Closed
HMS
450
Hanseatic Management Services
New Mexico
-$416K -7,920 Closed