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Principal Financial Group
PFG

Name Holding Trade Value Shares
Change 		Change in
Stake
WA
401
WealthTrust-Arizona
Arizona
$7K +$7.14K +142 New
FWM
402
Focused Wealth Management
New York
$6K – – –
HI
403
Hudock Inc
Pennsylvania
$6K – – –
FANJ
404
Financial Architects (New Jersey)
New Jersey
$6K +$804 +16 +15%
ZB
405
Zions Bancorporation
Utah
$6K +$5.58K +111 New
IWMPD
406
Integrated Wealth Management (Palm Desert)
California
$6K +$6.28K +125 New
BFEC
407
Benjamin F. Edwards & Company
Missouri
$5K – – –
HCM
408
Horrell Capital Management
Arkansas
$5K – – –
QAM
409
QCI Asset Management
New York
$5K – – –
CHP
410
Cable Hill Partners
Oregon
$4K – – –
RFA
411
Reilly Financial Advisors
California
$4K – – –
CAW
412
Cornerstone Advisors (Washington)
Washington
$3K – – –
FAM
413
Formidable Asset Management
Ohio
$2K – – –
UB
414
UMB Bank
Missouri
$1.63K +$82K +1,632 +5%
RWM
415
Raffa Wealth Management
District of Columbia
$668 – – –
AIM
416
Artemis Investment Management
United Kingdom
– -$9.67M -186,100 Closed
EA
417
Euclid Advisors
Connecticut
– -$6.6M -127,130 Closed
NCCM
418
Nine Chapters Capital Management
New Jersey
– -$4.12M -79,300 Closed
MAM
419
Martingale Asset Management
Massachusetts
– -$3.05M -58,773 Closed
GCA
420
Gideon Capital Advisors
New York
– -$1.77M -34,156 Closed
CIM
421
CenturyLink Investment Management
Colorado
– -$1.63M -31,435 Closed
ECA
422
Endeavour Capital Advisors
Connecticut
– -$1.58M -30,350 Closed
VKH
423
Virtu KCG Holdings
New York
– -$1.28M -24,702 Closed
AIM
424
abrdn Investment Management
United Kingdom
– -$1.23M -23,661 Closed
BWP
425
Baldwin Wealth Partners
Massachusetts
– -$1.21M -23,340 Closed
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17
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