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Principal Financial Group

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
401
Avior Wealth Management
Nebraska
$11K – – –
CFA
402
Carroll Financial Associates
North Carolina
$11K – – –
SA
403
SRH Advisors
Kansas
$11K – – –
M
404
MOTCO
Texas
$10K – – –
BFEC
405
Benjamin F. Edwards & Company
Missouri
$10K +$4.45K +85 +85%
CTB
406
Country Trust Bank
Illinois
$9.65K – – –
MPWT
407
MassMutual Private Wealth & Trust
Connecticut
$9.13K – – –
WTB
408
Washington Trust Bank
Washington
$9K – – –
SJIM
409
St. Johns Investment Management
Florida
$8K – – –
WF
410
WealthTrust Fairport
Ohio
$8K +$523 +10 +7%
TFO
411
Tarbox Family Office
California
$8K +$1.41K +27 +23%
WTC
412
WhitTier Trust Company
Nevada
$7K +$6.64K +127 New
FWM
413
Focused Wealth Management
New York
$6K – – –
HI
414
Hudock Inc
Pennsylvania
$6K – – –
JWA
415
JFS Wealth Advisors
Pennsylvania
$6K – – –
HCM
416
Horrell Capital Management
Arkansas
$5K – – –
RFA
417
Reilly Financial Advisors
California
$4K – – –
CAW
418
Cornerstone Advisors (Washington)
Washington
$3K -$523 -10 -14%
JT
419
Jump Trading
Illinois
$3K +$2.62K +50 New
RWM
420
Raffa Wealth Management
District of Columbia
$682 +$680 +13 New
Viking Global Investors
421
Viking Global Investors
Connecticut
– -$57.7M -1,142,537 Closed
OI
422
Oakbrook Investments
Illinois
– -$4.57M -90,600 Closed
NCCM
423
Nine Chapters Capital Management
New Jersey
– -$3.42M -67,700 Closed
ARTA
424
A.R.T. Advisors
New York
– -$3.36M -66,603 Closed
FAAM
425
First Allied Asset Management
California
– -$3.12M -62,300 Closed