PGIM US Large-Cap Buffer 20 ETF - September
PBSE
8 hedge funds and large institutions have $26.4M invested in PGIM US Large-Cap Buffer 20 ETF - September in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, reducing their positions, and 4 closing their positions.
331% more capital invested
Capital invested by funds: $6.11M → $26.4M (+$20.2M)
25% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 4
14% more funds holding
Funds holding: 7 → 8 (+1)
9.59% more ownership
Funds ownership: 81.47% → 91.06% (+9.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RPSA
Richard P. Slaughter Associates
Austin,
Texas
|
+$12M |
| 2 |
SWM
Spire Wealth Management
Mclean,
Virginia
|
+$3.14M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$2.11M |
| 4 |
JSA
Jim Saulnier & Associates
Fort Collins,
Colorado
|
+$1.58M |
| 5 |
AAM
American Asset Management
Boca Raton,
Florida
|
+$1.33M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WIM
WealthPlan Investment Management
Omaha,
Nebraska
|
-$852K |
| 2 |
WP
WealthPLAN Partners
Omaha,
Nebraska
|
-$291K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$199K |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$28 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RPSA
1
Richard P. Slaughter Associates
Austin,
Texas
| $12.3M | +$12M | +423,947 | New |
|
2
Prudential Financial
Newark,
New Jersey
| $5.27M | +$536K | +18,898 | +12% |
|
|
SWM
3
Spire Wealth Management
Mclean,
Virginia
| $3.21M | +$3.14M | +110,827 | New |
|
|
4
Commonwealth Equity Services
Waltham,
Massachusetts
| $2.37M | +$2.11M | +74,233 | +985% |
|
|
JSA
5
Jim Saulnier & Associates
Fort Collins,
Colorado
| $1.62M | +$1.58M | +55,826 | New |
|
|
AAM
6
American Asset Management
Boca Raton,
Florida
| $1.36M | +$1.33M | +46,821 | New |
|
7
Raymond James Financial
St Petersburg,
Florida
| $227K | +$223K | +7,848 | New |
|
|
DFA
8
DHJJ Financial Advisors
Naperville,
Illinois
| $44.8K | +$16K | +563 | +57% |
|
|
WIM
9
WealthPlan Investment Management
Omaha,
Nebraska
| – | -$852K | -30,678 | Closed |
|
|
WP
10
WealthPLAN Partners
Omaha,
Nebraska
| – | -$291K | -10,476 | Closed |
|
|
11
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$199K | -7,172 | Closed |
|
|
12
UBS Group
Zurich,
Switzerland
| – | -$28 | -1 | Closed |
|
PBSE Hedge Fund Activity: Q3 2025 in Review
8 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in PGIM US Large-Cap Buffer 20 ETF - September (PBSE) for Q3 2025, worth a combined $26.4M — up 331% from $6.11M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new PBSE positions and 4 closed out — a net gain of 1 holder — while 3 added to existing stakes and 0 trimmed.
The largest buyer was Richard P. Slaughter Associates, opening a new position worth an estimated $12M. The largest seller was WealthPlan Investment Management, exiting entirely with an estimated $852K sold.
- 8 institutional investors held PGIM US Large-Cap Buffer 20 ETF - September (PBSE) as of Q3 2025, up from 7 in Q2 2025.
- Funds reported $26.4M of PGIM US Large-Cap Buffer 20 ETF - September stock for Q3 2025, up 331% quarter-over-quarter.
- 5 funds opened new PGIM US Large-Cap Buffer 20 ETF - September positions in Q3 2025 and 4 closed out, a net change of +1 holder.
- The largest PGIM US Large-Cap Buffer 20 ETF - September buyer in Q3 2025 was Richard P. Slaughter Associates, an estimated $12M added.
- The largest PGIM US Large-Cap Buffer 20 ETF - September seller in Q3 2025 was WealthPlan Investment Management, an estimated $852K sold.
Based on aggregated 13F filings for Q3 2025.