Richard P. Slaughter Associates’s PGIM US Large-Cap Buffer 20 ETF - September PBSE Stock Holding History

Richard P. Slaughter Associates’s Portfolio PBSE Stock Details PBSE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-441,890	Closed	-$13M	–	114
2025 Q4	$13M	Buy	441,890 +17,943	+4%	+$523K	2.73%	9
2025 Q3	$12.3M	Buy	+423,947	New	+$12M	2.64%	9

Other funds holding PBSE

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

JSA

Jim Saulnier & Associates Fort Collins, Colorado $205M AUM 10.53% 1-Year Est. Return

AAM

American Asset Management Boca Raton, Florida $123M AUM 12.5% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $347M AUM 22.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Richard P. Slaughter Associates's PBSE Position: Q1 2026 in Review

Richard P. Slaughter Associates sold out of PGIM US Large-Cap Buffer 20 ETF - September (PBSE) in Q1 2026, closing a stake of 441,890 shares — an estimated $13M sold.

Richard P. Slaughter Associates first reported a position in PBSE in Q3 2025 and held it in 2 quarters. The position peaked at $13M in Q4 2025. 10 funds tracked by Wall St. Rank hold PBSE as of Q1 2026.

Richard P. Slaughter Associates reported no remaining PGIM US Large-Cap Buffer 20 ETF - September position as of Q1 2026 after selling out during the quarter.
Richard P. Slaughter Associates sold 441,890 PGIM US Large-Cap Buffer 20 ETF - September shares in Q1 2026, an estimated $13M.
Richard P. Slaughter Associates first reported a position in PGIM US Large-Cap Buffer 20 ETF - September in Q3 2025 and held it in 2 quarters.
Richard P. Slaughter Associates's PGIM US Large-Cap Buffer 20 ETF - September position peaked at $13M in Q4 2025.
10 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 20 ETF - September as of Q1 2026.

Based on Richard P. Slaughter Associates's 13F filing for Q1 2026, filed 13 Apr 2026.