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Oxford Square Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$10K
HFA
52
HC Financial Advisors
California
$9K +$17.4K +3,500 New
AIC
53
Ameritas Investment Company
Nebraska
$7K
LPWM
54
Lake Point Wealth Management
Texas
$7K
CPA
55
Cowen Prime Advisors
New York
$6K
SIS
56
Sound Income Strategies
Florida
$6K +$12.6K +2,537 New
Citigroup
57
Citigroup
New York
$2K
FWM
58
Focused Wealth Management
New York
$2K
FHA
59
Flagship Harbor Advisors
Massachusetts
$1K
Squarepoint
60
Squarepoint
New York
-$745K -136,963 Closed
D.E. Shaw & Co
61
D.E. Shaw & Co
New York
-$624K -114,566 Closed
RJFSA
62
Raymond James Financial Services Advisors
Florida
-$216K -39,615 Closed
CANY
63
Caxton Associates (New York)
New York
-$176K -32,759 Closed
JP Morgan Chase
64
JP Morgan Chase
New York
-$143K -26,353 Closed
Creative Planning
65
Creative Planning
Kansas
-$125K -23,000 Closed
TI
66
Trexquant Investment
Connecticut
-$101K -18,574 Closed
Geode Capital Management
67
Geode Capital Management
Massachusetts
-$87K -16,175 Closed
PP
68
Paloma Partners
Connecticut
-$87K -15,913 Closed
SS
69
Sunbelt Securities
Texas
-$64K -11,700 Closed
Jane Street
70
Jane Street
New York
-$63K -11,607 Closed
SBIA
71
Sheaff Brock Investment Advisors
Indiana
-$59K -10,875 Closed
SFG
72
Sather Financial Group
Texas
-$54K -10,000 Closed
IA
73
IFP Advisors
Florida
-$24.9K -5,000 Closed
APA
74
American Portfolios Advisors
New York
-$23.9K -4,400 Closed
TRCT
75
Tower Research Capital (TRC)
New York
-$18.5K -3,710 -97%