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OXLCO

Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023

Delisted

OXLCO was delisted on the 14th of April, 2021.

Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$17.8M +$7.31M +293,279 +65%
SCM
2
Sterling Capital Management
North Carolina
$315K +$326K +13,100 New
KIA
3
KCM Investment Advisors
California
$204K +$211K +8,470 New