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Oppenheimer Holdings
OPY

93 hedge funds and large institutions have $165M invested in Oppenheimer Holdings in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 35 increasing their positions, 31 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 31

0.63% less ownership

Funds ownership: 47.89% → 47.26% (-0.63%)

6% less funds holding

Funds holding: 99 → 93 (-6)

10% less capital invested

Capital invested by funds: $184M → $165M (-$18.7M)

24% less call options, than puts

Call options by funds: $602K | Put options by funds: $789K

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

Holders
93
Holders Change
-6
Holders Change %
-6.06%
% of All Funds
1.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
35
Reduced
31
Closed
13
Calls
$602K
Puts
$789K
Net Calls
-$187K
Net Calls Change
-$166K

Top Buyers

Rank Fund Capital Flow
1
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$970K
2
Millennium Management
Millennium Management
New York
+$865K
3
Renaissance Technologies
Renaissance Technologies
New York
+$730K
4
JP Morgan Chase
JP Morgan Chase
New York
+$628K
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
+$591K

Top Sellers

Rank Fund Capital Flow
1
AL
AJO LP
Pennsylvania
-$3.87M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.13M
3
Invesco
Invesco
Georgia
-$884K
4
Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management
California
-$822K
5
AQR Capital Management
AQR Capital Management
Connecticut
-$734K
Name Holding Trade Value Shares
Change 		Change in
Stake
RhumbLine Advisers
51
RhumbLine Advisers
Massachusetts
$417K +$3.93K +141 +0.9%
California State Teachers Retirement System (CalSTRS)
52
California State Teachers Retirement System (CalSTRS)
California
$409K – – –
Morgan Stanley
53
Morgan Stanley
New York
$407K +$327K +11,712 +378%
SAM
54
Shell Asset Management
Netherlands
$394K -$11.2K -400 -3%
UBS Group
55
UBS Group
Switzerland
$372K +$119K +4,277 +46%
SRAM
56
Stone Ridge Asset Management
New York
$365K -$36.2K -1,300 -9%
OC
57
Oppenheimer & Co
New York
$364K -$139K -5,000 -27%
AllianceBernstein
58
AllianceBernstein
Tennessee
$349K -$33.5K -1,200 -9%
Royal Bank of Canada
59
Royal Bank of Canada
Ontario, Canada
$335K +$18.5K +664 +6%
EGM
60
Engineers Gate Manager
New York
$304K +$32.2K +1,156 +12%
State Board of Administration of Florida Retirement System
61
State Board of Administration of Florida Retirement System
Florida
$303K +$17K +609 +6%
CAPTRUST Financial Advisors
62
CAPTRUST Financial Advisors
North Carolina
$299K – – –
Barclays
63
Barclays
United Kingdom
$276K +$133K +4,766 +90%
RC
64
RBF Capital
California
$275K – – –
Los Angeles Capital Management
65
Los Angeles Capital Management
California
$265K +$82.5K +2,960 +44%
GCP
66
GSA Capital Partners
United Kingdom
$247K +$251K +8,995 New
Bank of America
67
Bank of America
North Carolina
$229K +$58K +2,080 +33%
SEI Investments
68
SEI Investments
Pennsylvania
$224K -$100K -3,600 -31%
AIG
69
American International Group
New York
$164K -$1.39K -50 -0.8%
BGIM
70
Brandywine Global Investment Management
Pennsylvania
$161K -$1.84K -66 -1%
Deutsche Bank
71
Deutsche Bank
Germany
$155K +$77.9K +2,793 +96%
MIM
72
MetLife Investment Management
New Jersey
$137K – – –
SG Americas Securities
73
SG Americas Securities
New York
$129K +$131K +4,684 New
Simplex Trading
74
Simplex Trading
Illinois
$117K -$216K -7,755 -64%
MLICM
75
Metropolitan Life Insurance Company (MetLife)
New York
$94.8K – – –
1 2
3
4 5

OPY Hedge Fund Activity: Q4 2019 in Review

93 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Oppenheimer Holdings (OPY) for Q4 2019, worth a combined $165M — down 10% from $184M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of OPY and 7 opened new positions — a net loss of 6 holders — while 31 trimmed existing stakes and 35 added.

The largest buyer was Bank of Montreal, adding an estimated $970K. The largest seller was AJO LP, exiting entirely with an estimated $3.87M sold.

  • 93 institutional investors held Oppenheimer Holdings (OPY) as of Q4 2019, down from 99 in Q3 2019.
  • Funds reported $165M of Oppenheimer Holdings stock for Q4 2019, down 10% quarter-over-quarter.
  • 7 funds opened new Oppenheimer Holdings positions in Q4 2019 and 13 closed out, a net change of -6 holders.
  • The largest Oppenheimer Holdings buyer in Q4 2019 was Bank of Montreal, an estimated $970K added.
  • The largest Oppenheimer Holdings seller in Q4 2019 was AJO LP, an estimated $3.87M sold.

Based on aggregated 13F filings for Q4 2019.