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Oppenheimer Holdings
OPY

62 hedge funds and large institutions have $91.8M invested in Oppenheimer Holdings in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 26 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 24

2.87% less ownership

Funds ownership: 41.09% → 38.22% (-2.9%)

3% less funds holding

Funds holding: 64 → 62 (-2)

13% less capital invested

Capital invested by funds: $106M → $91.8M (-$13.9M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
62
Holders Change
-2
Holders Change %
-3.13%
% of All Funds
2.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
26
Reduced
24
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Perritt Capital Management
Illinois
+$2.74M
2
HPA
Hilltop Park Associates
New York
+$659K
3
BFA
BlackRock Fund Advisors
California
+$553K
4
Renaissance Technologies
Renaissance Technologies
New York
+$498K
5
APCM
Arbiter Partners Capital Management
New York
+$458K

Top Sellers

Rank Fund Capital Flow
1
Nordea Investment Management
Nordea Investment Management
Sweden
-$5.39M
2
PCMF
Private Capital Management (Florida)
Florida
-$5.13M
3
HAI
Hennessy Advisors Inc
California
-$1.32M
4
Bank of America
Bank of America
North Carolina
-$489K
5
IAM
Iridian Asset Management
Connecticut
-$391K
Name Holding Trade Value Shares
Change 		Change in
Stake
Charles Schwab
26
Charles Schwab
California
$603K -$147K -8,039 -19%
WCM
27
Wedge Capital Management
North Carolina
$583K +$139K +7,600 +30%
PPA
28
Parametric Portfolio Associates
Washington
$563K +$6.06K +331 +1%
CIC
29
Cornercap Investment Counsel
Georgia
$547K -$283K -15,437 -33%
ACP
30
Aviance Capital Partners
Florida
$515K +$82.2K +4,488 +18%
Invesco
31
Invesco
Georgia
$514K +$75.6K +4,128 +17%
OA
32
Outfitter Advisors
Virginia
$502K -$13.7K -750 -3%
RJA
33
Raymond James & Associates
Florida
$501K – – –
Renaissance Technologies
34
Renaissance Technologies
New York
$483K +$498K +27,200 New
Deutsche Bank
35
Deutsche Bank
Germany
$482K +$318K +17,358 +176%
CC
36
Cannell Capital
Wyoming
$461K – – –
ANTB
37
AMG National Trust Bank
Colorado
$441K – – –
OC
38
Oppenheimer & Co
New York
$424K +$86.9K +4,745 +25%
California State Teachers Retirement System (CalSTRS)
39
California State Teachers Retirement System (CalSTRS)
California
$317K +$10.2K +555 +3%
Los Angeles Capital Management
40
Los Angeles Capital Management
California
$284K -$19.8K -1,080 -6%
TA
41
Teachers Advisors
New York
$272K +$22.3K +1,219 +9%
RhumbLine Advisers
42
RhumbLine Advisers
Massachusetts
$246K -$2K -109 -0.8%
Bank of America
43
Bank of America
North Carolina
$233K -$489K -26,686 -67%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$195K -$5.57K -304 -3%
BGIM
45
Brandywine Global Investment Management
Pennsylvania
$178K – – –
AllianceBernstein
46
AllianceBernstein
Tennessee
$169K -$17.2K -941 -9%
MLICM
47
Metropolitan Life Insurance Company (MetLife)
New York
$169K – – –
NFA
48
Nationwide Fund Advisors
Ohio
$145K +$3.64K +199 +2%
Swiss National Bank
49
Swiss National Bank
Switzerland
$126K – – –
AIG
50
American International Group
New York
$118K -$8.06K -440 -6%
1
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OPY Hedge Fund Activity: Q3 2013 in Review

62 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Oppenheimer Holdings (OPY) for Q3 2013, worth a combined $91.8M — down 13% from $106M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of OPY and 3 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 26 added.

The largest buyer was Perritt Capital Management, adding an estimated $2.74M. The largest seller was Nordea Investment Management, exiting entirely with an estimated $5.39M sold.

  • 62 institutional investors held Oppenheimer Holdings (OPY) as of Q3 2013, down from 64 in Q2 2013.
  • Funds reported $91.8M of Oppenheimer Holdings stock for Q3 2013, down 13% quarter-over-quarter.
  • 3 funds opened new Oppenheimer Holdings positions in Q3 2013 and 5 closed out, a net change of -2 holders.
  • The largest Oppenheimer Holdings buyer in Q3 2013 was Perritt Capital Management, an estimated $2.74M added.
  • The largest Oppenheimer Holdings seller in Q3 2013 was Nordea Investment Management, an estimated $5.39M sold.

Based on aggregated 13F filings for Q3 2013.