OCAT

OCATA THERAPEUTICS, INC. COMMON STOCK
OCAT

Overview Fund Activity
Delisted

OCAT was delisted on the 9th of February, 2016.

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78 hedge funds and large institutions have $135M invested in OCATA THERAPEUTICS, INC. COMMON STOCK in 2015 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 21 increasing their positions, 9 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+15
Holders Change %
+23.81%
% of All Funds
2.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
37
Increased
21
Reduced
9
Closed
22
Calls
$880K
Puts
$1.1M
Net Calls
-$221K
Net Calls Change
+$43K

Top Buyers

1
AAM
Alpine Associates Management
Florida
$20.3M
2
GF
Gabelli Funds
New York
$14.2M
3
MF
Magnetar Financial
Illinois
$13.6M
4
GLAM
Gardner Lewis Asset Management
Pennsylvania
$6.31M
5
OAC
OMERS Administration Corp
Ontario, Canada
$5.4M

Top Sellers

1
VAM
Visium Asset Management
New York
$0
2
HCMT
Highland Capital Management (Texas)
Texas
$0
3
OC
Oppenheimer & Co
New York
$0
4
RFC
Russell Frank Company
Washington
$0
5
TCIM
TIAA CREF Investment Management
New York
$1.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
VAM
76
Visium Asset Management
New York
– -$2.3M -550,000 Closed
HCMT
77
Highland Capital Management (Texas)
Texas
– -$2.26M -541,416 Closed
OC
78
Oppenheimer & Co
New York
– -$333K -79,700 Closed
RFC
79
Russell Frank Company
Washington
– -$302K -72,372 Closed
SEI Investments
80
SEI Investments
Pennsylvania
– -$263K -62,844 Closed
PAM
81
Panagora Asset Management
Massachusetts
– -$95K -25,870 Closed
VOYA Investment Management
82
VOYA Investment Management
Georgia
– -$94K -22,472 Closed
AFWA
83
Ancora Family Wealth Advisors
Ohio
– -$75K -17,850 Closed
CS
84
Credit Suisse
Switzerland
– -$51K -12,231 Closed
MSFP
85
Mark Sheptoff Financial Planning
Connecticut
– -$51K -12,202 Closed
Commonwealth Equity Services
86
Commonwealth Equity Services
Massachusetts
– -$51K -12,142 Closed
ACM
87
Alethea Capital Management
Washington
– -$46K -11,000 Closed
NPC
88
National Planning Corporation
California
– -$47K -10,000 Closed
Bank of Montreal
89
Bank of Montreal
Ontario, Canada
– -$11K -2,550 Closed
WEC
90
Winslow Evans & Crocker
Massachusetts
– -$4.18K -1,000 Closed
RCG
91
Ruggie Capital Group
Florida
– -$3K -800 Closed
W
92
Wealthfront
California
– -$2K -500 Closed
Barclays
93
Barclays
United Kingdom
– -$1K -219 Closed
WOC
94
West Oak Capital
California
– -$209 -50 Closed
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