Oppenheimer & Co’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2015
Q4
Sell
-79,700
Closed -$333K 1438
2015
Q3
$333K Buy
79,700
+63,100
+380% +$264K 0.01% 959
2015
Q2
$87K Buy
+16,600
New +$87K ﹤0.01% 1411