State Street’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-545,107	Closed	-$4.59M	–	3778
2015 Q4	$4.59M	Buy	545,107 +134,061	+33%	+$1.13M	﹤0.01%	2576
2015 Q3	$1.72M	Buy	411,046 +126,620	+45%	+$529K	﹤0.01%	3058
2015 Q2	$1.5M	Buy	+284,426	New	+$1.5M	﹤0.01%	3157